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DLY

DoubleLine Yield Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KPWS
51
Kestra Private Wealth Services
Texas
-$231K -12,078 Closed
BRWM
52
B. Riley Wealth Management
Tennessee
-$228K -11,926 Closed
JP Morgan Chase
53
JP Morgan Chase
New York
-$191K -10,000 Closed
FIA
54
FNY Investment Advisers
New York
-$112K -5,871 Closed
CI
55
CX Institutional
Indiana
-$58K -3,014 Closed
AF
56
Allworth Financial
California
-$56K -2,918 Closed
AWA
57
Arkadios Wealth Advisors
Georgia
-$2K -109 Closed
Fidelity Investments
58
Fidelity Investments
Massachusetts
+$76 +4 New
PA
59
Parallel Advisors
California
+$382 +20 New