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DLY

DoubleLine Yield Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.1M +$12.1M +639,407 New
Morgan Stanley
2
Morgan Stanley
New York
$9.8M +$9.79M +515,845 New
PMAM
3
Penn Mutual Asset Management
Pennsylvania
$4.75M +$4.75M +250,000 New
Wells Fargo
4
Wells Fargo
California
$4.35M +$4.34M +228,725 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.4M +$1.4M +73,800 New
JG
6
Jefferies Group
New York
$1.24M +$1.24M +65,125 New
Hudson Bay Capital Management
7
Hudson Bay Capital Management
Connecticut
$950K +$949K +50,000 New
WS
8
Wedbush Securities
California
$559K +$558K +29,400 New
EW
9
Evoke Wealth
California
$315K +$315K +16,575 New
Stifel Financial
10
Stifel Financial
Missouri
$292K +$291K +15,350 New
Bank of America
11
Bank of America
North Carolina
$128K +$128K +6,742 New
LGWM
12
Litman Gregory Wealth Management
California
$57K +$57K +3,000 New
PFO
13
Pathstone Family Office
New Jersey
$57K +$57K +3,000 New
Citigroup
14
Citigroup
New York
$23K +$22.8K +1,201 New