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Dimensional US Small Cap ETF

328 hedge funds and large institutions have $2.63B invested in Dimensional US Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 102 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

855% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 11

152% more funds holding in top 10

Funds holding in top 10: 2153 (+32)

82% more repeat investments, than reductions

Existing positions increased: 102 | Existing positions reduced: 56

65% more capital invested

Capital invested by funds: $1.6B → $2.63B (+$1.03B)

38% more funds holding

Funds holding: 237328 (+91)

20.13% more ownership

Funds ownership: 46.01%66.14% (+20%)

Holders
328
Holders Change
+91
Holders Change %
+38.4%
% of All Funds
5.05%
Holding in Top 10
53
Holding in Top 10 Change
+32
Holding in Top 10 Change %
+152.38%
% of All Funds
0.82%
New
105
Increased
102
Reduced
56
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DADC
126
D.A. Davidson & Co
Montana
$1.59M +$435K +7,197 +37%
SIAG
127
Safeguard Investment Advisory Group
California
$1.34M +$343K +5,683 +34%
EH
128
Equitable Holdings
New York
$1.33M +$5.62K +93 +0.4%
Bank of America
129
Bank of America
North Carolina
$1.31M -$187K -3,103 -12%
GAM
130
Gemmer Asset Management
California
$1.29M -$10.6K -175 -0.8%
SC
131
Schoolcraft Capital
Colorado
$1.29M -$7.61K -126 -0.6%
CAM
132
Cresset Asset Management
Illinois
$1.28M +$88.7K +1,469 +7%
WFA
133
Websterrogers Financial Advisors
South Carolina
$1.22M -$195K -3,232 -14%
EWA
134
EverSource Wealth Advisors
Alabama
$1.2M +$1.21M +20,017 New
BA
135
Bridgewater Advisors
New York
$1.19M +$315K +5,218 +36%
SSB
136
Sandy Spring Bank
Maryland
$1.17M -$22K -365 -2%
JIC
137
Johnson Investment Counsel
Ohio
$1.17M +$28.6K +474 +2%
AFS
138
Annapolis Financial Services
Maryland
$1.16M +$360K +5,969 +45%
EVM
139
Eaton Vance Management
Massachusetts
$1.09M
MA
140
Mutual Advisors
Nebraska
$1.08M +$4.47K +74 +0.4%
PB
141
Pinnacle Bancorp
Nebraska
$1.07M +$27.6K +457 +3%
USCWA
142
U.S. Capital Wealth Advisors
Texas
$1.02M -$30.2K -500 -3%
ADL
143
Asset Dedication LLC
California
$1.02M +$65.4K +1,083 +7%
JC
144
Jentner Corp
Ohio
$1M -$18K -298 -2%
PFS
145
Prospera Financial Services
Texas
$996K +$94.8K +1,569 +10%
CSWM
146
Cassady Schiller Wealth Management
Ohio
$966K +$972K +16,098 New
WW
147
Waterfront Wealth
Kansas
$964K +$970K +16,063 New
AWM
148
Avior Wealth Management
Nebraska
$934K +$941K +15,582 New
ASI
149
Advisory Services & Investments
Oregon
$905K +$50.1K +830 +6%
GWM
150
Grand Wealth Management
Michigan
$905K +$911K +15,090 New

DFAS Hedge Fund Activity: Q4 2021 in Review

328 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2021, worth a combined $2.63B — up 65% from $1.6B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 11 closed out — a net gain of 94 holders — while 102 added to existing stakes and 56 trimmed.

The largest buyer was Creative Planning, adding an estimated $37.2M. The largest seller was Dimensional Fund Advisors, exiting entirely with an estimated $14.1M sold.

  • 328 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2021, up from 237 in Q3 2021.
  • Funds reported $2.63B of Dimensional US Small Cap ETF stock for Q4 2021, up 65% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2021 and 11 closed out, a net change of +94 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2021 was Creative Planning, an estimated $37.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2021 was Dimensional Fund Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q4 2021.