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Dimensional US Small Cap ETF

575 hedge funds and large institutions have $5.49B invested in Dimensional US Small Cap ETF in 2023 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 256 increasing their positions, 136 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 21

88% more repeat investments, than reductions

Existing positions increased: 256 | Existing positions reduced: 136

38% more funds holding in top 10

Funds holding in top 10: 6083 (+23)

30% more capital invested

Capital invested by funds: $4.21B → $5.49B (+$1.28B)

15% more funds holding

Funds holding: 499575 (+76)

3.99% more ownership

Funds ownership: 73.46%77.45% (+4%)

Holders
575
Holders Change
+76
Holders Change %
+15.23%
% of All Funds
8.38%
Holding in Top 10
83
Holding in Top 10 Change
+23
Holding in Top 10 Change %
+38.33%
% of All Funds
1.21%
New
105
Increased
256
Reduced
136
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NP
476
NorthRock Partners
Minnesota
$230K +$207K +3,862 New
Focus Partners Wealth
477
Focus Partners Wealth
Massachusetts
$230K +$207K +3,864 New
BAAM
478
Baker Avenue Asset Management
California
$226K
APP
479
Avantax Planning Partners
Iowa
$226K +$203K +3,791 New
RFC
480
Regions Financial Corp
Alabama
$222K +$200K +3,728 New
GKWIM
481
Gerber Kawasaki Wealth & Investment Management
California
$221K +$198K +3,702 New
GWM
482
GDS Wealth Management
Texas
$219K -$14.5K -271 -7%
FA
483
Flagstar Advisors
New York
$218K +$196K +3,660 New
FW
484
FirstPurpose Wealth
Utah
$217K +$195K +3,641 New
BB
485
Busey Bank
Illinois
$210K +$189K +3,522 New
NAM
486
NorthCrest Asset Manangement
Minnesota
$210K -$19.3K -360 -9%
ME
487
McIlrath & Eck
Washington
$209K -$139K -2,586 -42%
TRCT
488
Tower Research Capital (TRC)
New York
$209K -$112K -2,096 -37%
PP
489
PDS Planning
Ohio
$208K +$187K +3,488 New
PIA
490
Perennial Investment Advisors
California
$207K +$186K +3,476 New
Empower Advisory Group
491
Empower Advisory Group
Colorado
$206K +$185K +3,447 New
RWM
492
Rockwood Wealth Management
Pennsylvania
$205K -$39.6K -739 -18%
PIM
493
Penobscot Investment Management
Massachusetts
$205K +$184K +3,440 New
PHWM
494
Pine Harbor Wealth Management
Maryland
$202K +$182K +3,393 New
SC
495
Sawyer & Company
Massachusetts
$201K -$62.7K -1,170 -26%
PTC
496
Private Trust Company
Ohio
$199K +$74.4K +1,389 +71%
Fidelity Investments
497
Fidelity Investments
Massachusetts
$188K -$3.38K -63 -2%
OC
498
Oakworth Capital
Alabama
$183K
AIM
499
Acropolis Investment Management
Missouri
$181K
NCM
500
Northwest Capital Management
Oregon
$180K -$1.07K -20 -0.7%

DFAS Hedge Fund Activity: Q4 2023 in Review

575 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2023, worth a combined $5.49B — up 30% from $4.21B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 21 closed out — a net gain of 84 holders — while 256 added to existing stakes and 136 trimmed.

The largest buyer was Financial Counselors Inc, adding an estimated $73.2M. The largest seller was Strategic Investment Solutions, cutting an estimated $49.9M.

  • 575 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2023, up from 499 in Q3 2023.
  • Funds reported $5.49B of Dimensional US Small Cap ETF stock for Q4 2023, up 30% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2023 and 21 closed out, a net change of +84 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2023 was Financial Counselors Inc, an estimated $73.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $49.9M sold.

Based on aggregated 13F filings for Q4 2023.