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Dimensional US Small Cap ETF

237 hedge funds and large institutions have $1.6B invested in Dimensional US Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 95 increasing their positions, 57 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

620% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 5

67% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 57

10% more funds holding

Funds holding: 216237 (+21)

7% more capital invested

Capital invested by funds: $1.5B → $1.6B (+$99.7M)

1.63% more ownership

Funds ownership: 44.38%46.01% (+1.6%)

5% less funds holding in top 10

Funds holding in top 10: 2221 (-1)

Holders
237
Holders Change
+21
Holders Change %
+9.72%
% of All Funds
4.15%
Holding in Top 10
21
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.55%
% of All Funds
0.37%
New
36
Increased
95
Reduced
57
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MSWMA
26
Market Street Wealth Management Advisors
Indiana
$9.35M +$2.33M +40,476 +33%
CPIG
27
Chicago Partners Investment Group
Illinois
$9.22M +$374K +6,486 +5%
RRC
28
Relaxing Retirement Coach
Massachusetts
$9.08M +$885K +15,346 +11%
AIS
29
American Investment Services
Massachusetts
$8.34M +$593K +10,281 +8%
TWP
30
TFO Wealth Partners
Ohio
$7.9M -$35K -607 -0.4%
BWA
31
Bordeaux Wealth Advisors
California
$7.52M -$1.33M -23,117 -15%
CL
32
CPWM LLC
Washington
$7.52M +$59.1K +1,024 +0.8%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$7.16M +$439K +7,603 +6%
CS
34
Comerica Securities
Michigan
$6.9M +$6.92M +119,998 New
AF
35
Allworth Financial
California
$6.53M -$105K -1,828 -2%
HIGP
36
Hill Investment Group Partners
Missouri
$6.42M -$69.3K -1,202 -1%
JMPWA
37
JP Morgan Private Wealth Advisors
California
$6.42M +$473K +8,192 +8%
CCM
38
Colorado Capital Management
Colorado
$5.9M +$236K +4,095 +4%
UCFA
39
United Capital Financial Advisors
Texas
$5.86M -$438K -7,596 -7%
AL
40
Aspiriant LLC
California
$5.83M -$330K -5,721 -5%
MAS
41
Managed Account Services
Florida
$5.82M -$449K -7,776 -7%
PWM
42
PBMares Wealth Management
Virginia
$5.82M -$24.8K -430 -0.4%
SCM
43
Stordahl Capital Management
Colorado
$5.79M +$1.74M +30,133 +43%
BPA
44
Beacon Pointe Advisors
California
$5.67M +$3.52M +61,044 +162%
LFG
45
Larson Financial Group
Missouri
$5.67M +$570K +9,877 +11%
WT
46
Whittier Trust
California
$5.52M +$4.46M +77,368 +414%
Truist Financial
47
Truist Financial
North Carolina
$5.51M -$270K -4,681 -5%
SWM
48
Soundmark Wealth Management
Washington
$5.25M +$42.2K +731 +0.8%
HighTower Advisors
49
HighTower Advisors
Illinois
$4.75M +$514K +8,904 +12%
FCI
50
Financial Counselors Inc
Kansas
$4.6M +$4.61M +79,941 New

DFAS Hedge Fund Activity: Q3 2021 in Review

237 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q3 2021, worth a combined $1.6B — up 6.7% from $1.5B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new DFAS positions and 5 closed out — a net gain of 31 holders — while 95 added to existing stakes and 57 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $30.3M. The largest seller was EP Wealth Advisors, exiting entirely with an estimated $12.1M sold.

  • 237 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q3 2021, up from 216 in Q2 2021.
  • Funds reported $1.6B of Dimensional US Small Cap ETF stock for Q3 2021, up 6.7% quarter-over-quarter.
  • 36 funds opened new Dimensional US Small Cap ETF positions in Q3 2021 and 5 closed out, a net change of +31 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q3 2021 was Envestnet Asset Management, an estimated $30.3M added.
  • The largest Dimensional US Small Cap ETF seller in Q3 2021 was EP Wealth Advisors, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.