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Dimensional US Small Cap ETF
DFAS

328 hedge funds and large institutions have $2.63B invested in Dimensional US Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 102 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

855% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 11

152% more funds holding in top 10

Funds holding in top 10: 21 → 53 (+32)

82% more repeat investments, than reductions

Existing positions increased: 102 | Existing positions reduced: 56

65% more capital invested

Capital invested by funds: $1.6B → $2.63B (+$1.03B)

38% more funds holding

Funds holding: 237 → 328 (+91)

20.13% more ownership

Funds ownership: 46.01% → 66.14% (+20%)

Holders
328
Holders Change
+91
Holders Change %
+38.4%
% of All Funds
5.05%
Holding in Top 10
53
Holding in Top 10 Change
+32
Holding in Top 10 Change %
+152.38%
% of All Funds
0.82%
New
105
Increased
102
Reduced
56
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$37.2M
2
SFA
Sequoia Financial Advisors
Ohio
+$20M
3
BFG
Bouchey Financial Group
New York
+$10.6M
4
RRC
Relaxing Retirement Coach
Massachusetts
+$5.82M
5
SCM
Stordahl Capital Management
Colorado
+$5.09M

Top Sellers

1
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$14.1M
2
Northern Trust
Northern Trust
Illinois
-$4.26M
3
CCM
Carlson Capital Management
Minnesota
-$2.15M
4
SWM
Soundmark Wealth Management
Washington
-$1.73M
5
BPA
Beacon Pointe Advisors
California
-$1.69M
Name Holding Trade Value Shares
Change 		Change in
Stake
TAM
326
Tucker Asset Management
Colorado
$3.52K +$121 +2 +4%
AssetMark Inc
327
AssetMark Inc
California
$2K +$1.99K +33 New
GWA
328
Gibson Wealth Advisors
Texas
$1K +$725 +12 New
Dimensional Fund Advisors
329
Dimensional Fund Advisors
Texas
– -$14.1M -246,023 Closed
HWM
330
Hemington Wealth Management
Virginia
– -$494K -8,588 Closed
Susquehanna International Group
331
Susquehanna International Group
Pennsylvania
– -$447K -7,780 Closed
Kovitz Investment Group Partners
332
Kovitz Investment Group Partners
Illinois
– -$294K -5,105 Closed
RTL
333
Red Tortoise LLC
Georgia
– -$131K -2,818 Closed
BC
334
Bartlett & Co
Ohio
– -$95K -1,645 Closed
BCWM
335
Bartlett & Co Wealth Management
Ohio
– -$94.6K -1,645 Closed
LWM
336
Liberty Wealth Management
California
– -$40K -703 Closed
JCM
337
Jacobi Capital Management
Pennsylvania
– -$24K -422 Closed
GRP
338
Global Retirement Partners
California
– -$18K -307 Closed
CI
339
CX Institutional
Indiana
– -$10K -173 Closed
10 11 12 13
14

DFAS Hedge Fund Activity: Q4 2021 in Review

328 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2021, worth a combined $2.63B — up 65% from $1.6B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 11 closed out — a net gain of 94 holders — while 102 added to existing stakes and 56 trimmed.

The largest buyer was Creative Planning, adding an estimated $37.2M. The largest seller was Dimensional Fund Advisors, exiting entirely with an estimated $14.1M sold.

  • 328 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2021, up from 237 in Q3 2021.
  • Funds reported $2.63B of Dimensional US Small Cap ETF stock for Q4 2021, up 65% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2021 and 11 closed out, a net change of +94 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2021 was Creative Planning, an estimated $37.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2021 was Dimensional Fund Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q4 2021.