|
1
|
Advisors Asset Management
Monument,
Colorado
|
$17.7M
|
+$5.25M
|
+1,170,497
|
+43%
|
|
|
2
|
|
$5.27M
|
-$151K
|
-33,569
|
-3%
|
|
|
3
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$5M
|
+$87.1K
|
+19,407
|
+2%
|
|
|
4
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$817K
|
+$4.88K
|
+1,087
|
+0.6%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$512K
|
+$36.8K
|
+8,191
|
+8%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$499K
|
+$182K
|
+40,471
|
+58%
|
|
|
7
|
SG Americas Securities
New York
|
$415K
|
-$148K
|
-33,000
|
-26%
|
|
|
8
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$401K
|
-$3.28M
|
-731,747
|
-89%
|
|
|
9
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$380K
|
+$272K
|
+60,625
|
+261%
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$332K
|
+$105K
|
+23,489
|
+47%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$313K
|
+$76.5K
|
+17,049
|
+33%
|
|
|
12
|
Cornerstone Advisors
Asheville,
North Carolina
|
$174K
|
-$388K
|
-86,530
|
-69%
|
|
|
13
|
CSS LLC
Chicago,
Illinois
|
$144K
|
+$3.13K
|
+698
|
+2%
|
|
|
14
|
Relative Value Partners
Northbrook,
Illinois
|
$114K
|
-$8.57K
|
-1,910
|
-7%
|
|
|
15
|
American International Group
New York
|
$113K
|
-$11.2K
|
-2,500
|
-9%
|
|
|
16
|
Envestnet Asset Management
Chicago,
Illinois
|
$92K
|
+$69.4K
|
+15,453
|
+311%
|
|
|
17
|
SignatureFD
Atlanta,
Georgia
|
$81K
|
–
|
–
|
–
|
|
|
18
|
Gramercy Funds Management
Greenwich,
Connecticut
|
$63K
|
–
|
–
|
–
|
|
|
19
|
Aviance Capital Partners
Naples,
Florida
|
$55K
|
-$4.83K
|
-1,077
|
-8%
|
|
|
20
|
Shaker Financial Services
Arlington,
Virginia
|
$47K
|
+$46.6K
|
+10,389
|
New
|
|
|
21
|
City Holding Co
Charleston,
West Virginia
|
$23K
|
–
|
–
|
–
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$22K
|
+$16.3K
|
+3,633
|
+281%
|
|
|
23
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
$20K
|
–
|
–
|
–
|
|
|
24
|
Apriem Advisors
Irvine,
California
|
$16K
|
+$15.7K
|
+3,505
|
New
|
|
|
25
|
MSI Financial Services
Springfield,
Massachusetts
|
$8K
|
+$7.87K
|
+1,752
|
New
|
|
