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DCA

Virtus Total Return Fund

Delisted

DCA was delisted on the 31st of March, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$12.5M +3,029,320 New
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$4.51M +$4.8M +1,165,563 New
RCM
3
Rivernorth Capital Management
Florida
$4.17M +$4.43M +1,076,366 New
FIMG
4
Financial & Investment Management Group
Michigan
$3.52M +$3.75M +909,908 New
SG Americas Securities
5
SG Americas Securities
New York
$1.09M +$1.16M +280,960 New
WAM
6
Wolverine Asset Management
Illinois
$677K +$721K +175,138 New
SFS
7
Shaker Financial Services
Virginia
$646K +$688K +167,038 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$568K +$605K +146,870 New
RVP
9
Relative Value Partners
Illinois
$555K +$591K +143,519 New
DA
10
Doliver Advisors
Texas
$526K +$560K +135,974 New
CA
11
Cornerstone Advisors
North Carolina
$387K +$412K +99,974 New
TC
12
TFS Capital
Pennsylvania
$287K +$306K +74,201 New
BI
13
Bulldog Investors
New Jersey
$231K +$246K +59,636 New
U
14
UBS
Switzerland
$221K +$236K +57,205 New
Wells Fargo
15
Wells Fargo
California
$218K +$233K +56,545 New
Citigroup
16
Citigroup
New York
$83K +$88.4K +21,457 New
LPL Financial
17
LPL Financial
California
$78K +$82.9K +20,124 New
OC
18
Oppenheimer & Co
New York
$73K +$77.2K +18,741 New
WI
19
Western Investment
Utah
$70K +$74.7K +18,125 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$26K +$28K +6,800 New
Bank of America
21
Bank of America
North Carolina
$13K +$14K +3,393 New
AIG
22
American International Group
New York
$5.8K +$6.18K +1,500 New
FMP
23
Financial Management Professionals
Texas
$5K +$5.78K +1,402 New