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DCA

Virtus Total Return Fund

Delisted

DCA was delisted on the 31st of March, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
Bulldog Investors
1
Bulldog Investors
New Jersey
– -$7.89M -1,804,725 Closed
Advisors Asset Management
2
Advisors Asset Management
Colorado
– -$5.42M -1,240,441 Closed
Sit Investment Associates
3
Sit Investment Associates
Minnesota
– -$2.05M -468,651 Closed
Matisse Capital
4
Matisse Capital
Oregon
– -$1.67M -382,980 Closed
Morgan Stanley
5
Morgan Stanley
New York
– -$1.29M -294,315 Closed
Shaker Financial Services
6
Shaker Financial Services
Virginia
– -$1.1M -252,711 Closed
Curi RMB Capital
7
Curi RMB Capital
Illinois
– -$835K -191,086 Closed
Stifel Financial
8
Stifel Financial
Missouri
– -$775K -178,851 Closed
Wells Fargo
9
Wells Fargo
California
– -$719K -164,597 Closed
LPL Financial
10
LPL Financial
California
– -$610K -139,512 Closed
Relative Value Partners Group
11
Relative Value Partners Group
– -$577K -133,042 Closed
1607 Capital Partners
12
1607 Capital Partners
Virginia
– -$1.2M -107,630 Closed
Raymond James & Associates
13
Raymond James & Associates
Florida
– -$419K -95,802 Closed
TC
14
TFS Capital
Pennsylvania
– -$383K -87,680 Closed
Geode Capital Management
15
Geode Capital Management
Massachusetts
– -$376K -86,106 Closed
Rivernorth Capital Management
16
Rivernorth Capital Management
Florida
– -$323K -73,870 Closed
Icon Advisers
17
Icon Advisers
Colorado
– -$308K -70,378 Closed
PCR
18
Potrero Capital Research
California
– -$290K -66,277 Closed
CL
19
CSS LLC
Illinois
– -$278K -63,606 Closed
UBS Group
20
UBS Group
Switzerland
– -$247K -56,560 Closed
Saba Capital Management
21
Saba Capital Management
New York
– -$240K -54,836 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
– -$211K -48,237 Closed
AIA
23
Allegis Investment Advisors
Idaho
– -$209K -47,751 Closed
Doliver Advisors
24
Doliver Advisors
Texas
– -$156K -35,633 Closed
Landscape Capital Management
25
Landscape Capital Management
New Jersey
– -$141K -32,163 Closed