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First Trust DorseyWright DALI 1 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$85.8M -$13.8M -586,190 -14%
PFS
2
Prospera Financial Services
Texas
$5.03M -$687K -29,207 -12%
LPL Financial
3
LPL Financial
California
$1.78M -$258K -10,946 -13%
Citadel Advisors
4
Citadel Advisors
Florida
$1.12M +$1.1M +46,603 New
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$1.09M -$286K -12,145 -21%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$983K +$437K +18,563 +84%
UBS Group
7
UBS Group
Switzerland
$818K +$786K +33,416 +6,724%
RJA
8
Raymond James & Associates
Florida
$519K -$204K -8,661 -29%
KP
9
Keel Point
Alabama
$331K +$17.2K +729 +5%
Bank of America
10
Bank of America
North Carolina
$115K
CTWM
11
Cherry Tree Wealth Management
Minnesota
$61K -$4.8K -204 -7%
IA
12
IFP Advisors
Florida
$50.7K
Morgan Stanley
13
Morgan Stanley
New York
$28.3K -$24 -1 -0.1%
HGERS
14
Householder Group Estate & Retirement Specialist
Arizona
$18K -$4.92K -209 -22%
Osaic Holdings
15
Osaic Holdings
Arizona
$11.1K -$13.3K -567 -55%
AWM
16
Avior Wealth Management
Nebraska
$9.84K
TRCT
17
Tower Research Capital (TRC)
New York
$3.71K +$1.62K +69 +81%
JP Morgan Chase
18
JP Morgan Chase
New York
$2.76K
Wells Fargo
19
Wells Fargo
California
$15
ACM
20
Anfield Capital Management
California
-$1.32M -54,632 Closed
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
-$274K -11,342 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
-$24K -1,000 Closed