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First Trust DorseyWright DALI 1 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$100M -$2.26M -99,139 -2%
PFS
2
Prospera Financial Services
Texas
$5.74M -$431K -18,916 -7%
LPL Financial
3
LPL Financial
California
$2.05M -$2.91M -127,647 -60%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$1.38M +$12.3K +541 +1%
ACM
5
Anfield Capital Management
California
$1.32M +$85.3K +3,744 +7%
RJA
6
Raymond James & Associates
Florida
$728K -$351K -15,388 -34%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$535K -$541K -23,746 -52%
KP
8
Keel Point
Alabama
$323K +$305K +13,404 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$274K -$28.3K -1,244 -10%
Bank of America
10
Bank of America
North Carolina
$115K -$547 -24 -0.5%
CTWM
11
Cherry Tree Wealth Management
Minnesota
$65.9K
IA
12
IFP Advisors
Florida
$50.7K
Morgan Stanley
13
Morgan Stanley
New York
$28.3K +$23 +1 +0.1%
Osaic Holdings
14
Osaic Holdings
Arizona
$24.8K -$216K -9,478 -90%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$24K
HGERS
16
Householder Group Estate & Retirement Specialist
Arizona
$23.4K -$60.5K -2,655 -73%
UBS Group
17
UBS Group
Switzerland
$12K -$13.6K -595 -54%
AWM
18
Avior Wealth Management
Nebraska
$9.84K
JP Morgan Chase
19
JP Morgan Chase
New York
$2.76K -$228 -10 -8%
TRCT
20
Tower Research Capital (TRC)
New York
$2.05K +$91 +4 +5%
Wells Fargo
21
Wells Fargo
California
$36
RJFSA
22
Raymond James Financial Services Advisors
Florida
-$1.06M -48,937 Closed
Citadel Advisors
23
Citadel Advisors
Florida
-$1.02M -47,151 Closed
ASN
24
Advisory Services Network
Georgia
-$34K -1,579 Closed