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First Trust DorseyWright DALI 1 ETF
DALI

Name Holding Trade Value Shares
Change 		Change in
Stake
SG
1
Strid Group
Pennsylvania
$91.5M -$7.36M -321,543 -7%
PFS
2
Prospera Financial Services
Texas
$5.54M +$5.88M +256,792 New
LPL Financial
3
LPL Financial
California
$4.58M -$10.5M -459,559 -68%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$1.22M +$1.3M +56,685 New
ACM
5
Anfield Capital Management
California
$1.1M -$907K -39,624 -44%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.06M -$64.1K -2,800 -5%
Citadel Advisors
7
Citadel Advisors
Florida
$1.02M +$533K +23,303 +98%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$991K +$776K +33,875 +281%
RJA
9
Raymond James & Associates
Florida
$982K -$676K -29,508 -39%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$271K +$288K +12,586 New
Osaic Holdings
11
Osaic Holdings
Arizona
$226K -$184K -8,033 -43%
Bank of America
12
Bank of America
North Carolina
$104K +$73.1K +3,192 +197%
HGERS
13
Householder Group Estate & Retirement Specialist
Arizona
$78K +$114 +5 +0.1%
CTWM
14
Cherry Tree Wealth Management
Minnesota
$58.9K – – –
IA
15
IFP Advisors
Florida
$45.3K -$24.2K -1,055 -33%
ASN
16
Advisory Services Network
Georgia
$34K +$36.1K +1,579 New
Morgan Stanley
17
Morgan Stanley
New York
$25.3K – – –
UBS Group
18
UBS Group
Switzerland
$23.5K +$25K +1,092 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$22K – – –
AWM
20
Avior Wealth Management
Nebraska
$8.81K – – –
JP Morgan Chase
21
JP Morgan Chase
New York
$2.68K +$2.84K +124 New
TRCT
22
Tower Research Capital (TRC)
New York
$1.75K +$1.85K +81 New
Wells Fargo
23
Wells Fargo
California
$27 -$45.8K -2,000 -100%
KPWS
24
Kestra Private Wealth Services
Texas
– -$341K -13,755 Closed
PTC
25
Private Trust Company
Ohio
– -$244K -9,854 Closed