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COF.PRD.CL
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
COF.PRD.CL
Delisted
COF.PRD.CL was delisted on the 29th of November, 2019.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
WCG
1
Weaver Consulting Group
Huntington Beach,
California
| $20K | +$20.7K | +800 | New |
|
| 2 |
SIM
2
Sonora Investment Management
Tucson,
Arizona
| $18K | – | – | – |
|
| 3 |
RIG
3
Roosevelt Investment Group
New York
| – | -$3.67M | -144,655 | Closed |
|
| 4 |
KIA
4
KCM Investment Advisors
Greenbrae,
California
| – | -$1.52M | -59,864 | Closed |
|
| 5 |
HWA
5
Heritage Wealth Advisors
Richmond,
Virginia
| – | -$12K | -500 | Closed |
|
| 6 |
LPWM
6
Lake Point Wealth Management
Rockwall,
Texas
| – | -$1K | -44 | Closed |
|