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COF.PRD.CL
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
COF.PRD.CL
Delisted
COF.PRD.CL was delisted on the 29th of November, 2019.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RIG
1
Roosevelt Investment Group
New York
| $3.67M | -$801K | -31,250 | -18% |
|
| 2 |
KIA
2
KCM Investment Advisors
Greenbrae,
California
| $1.52M | -$34.4K | -1,343 | -2% |
|
| 3 |
SIM
3
Sonora Investment Management
Tucson,
Arizona
| $18K | – | – | – |
|
| 4 |
HWA
4
Heritage Wealth Advisors
Richmond,
Virginia
| $12K | – | – | – |
|
| 5 |
LPWM
5
Lake Point Wealth Management
Rockwall,
Texas
| $1K | +$1.13K | +44 | New |
|