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COF.PRD.CL
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
COF.PRD.CL
Delisted
COF.PRD.CL was delisted on the 29th of November, 2019.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RIG
1
Roosevelt Investment Group
New York
| $5.3M | -$263K | -9,745 | -5% |
|
| 2 |
KIA
2
KCM Investment Advisors
Greenbrae,
California
| $1.53M | -$103K | -3,816 | -6% |
|
| 3 |
PPA
3
Parametric Portfolio Associates
Seattle,
Washington
| $572K | -$93.4K | -3,464 | -14% |
|
| 4 |
SIM
4
Sonora Investment Management
Tucson,
Arizona
| $19.3K | +$11.1K | +412 | +134% |
|
| 5 |
SOAMC
5
Spirit of America Management Corp
Syosset,
New York
| – | -$326K | -12,000 | Closed |
|
| 6 |
IP
6
Intellectus Partners
San Francisco,
California
| – | -$50K | -1,836 | Closed |
|
| 7 |
SFG
7
SevenBridge Financial Group
Harrisburg,
Pennsylvania
| – | -$27K | -1,000 | Closed |
|