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CNPF

GLOBAL X CANADA PREFERREDS ETF

Delisted

CNPF was delisted on the 16th of October, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$569K +$587K +46,124 New
USGIU
2
U.S. Global Investors (USGI)
Texas
$100K -$63.6K -5,000 -32%
UGIF
3
US Global Investors Funds
Maine
$100K +$137K +10,770 New
Morgan Stanley
4
Morgan Stanley
New York
$52K +$53.7K +4,220 New
Wells Fargo
5
Wells Fargo
California
$41K
U
6
UBS
Switzerland
$18K -$445 -35 -2%
WEC
7
Winslow Evans & Crocker
Massachusetts
$2K +$2.54K +200 New
Citigroup
8
Citigroup
New York
$1K +$1.27K +100 New
TRCT
9
Tower Research Capital (TRC)
New York
$1K +$1.27K +100 New
BCM
10
Bluefin Capital Management
New York
-$200K -15,644 Closed
FANJ
11
Financial Architects (New Jersey)
New Jersey
-$13K -1,000 Closed
WA
12
WFG Advisors
Texas
-$10K -800 Closed