WFG Advisors’s GLOBAL X CANADA PREFERREDS ETF CNPF Stock Holding History

WFG Advisors’s Portfolio CNPF Stock Details CNPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-800	Closed	-$10K	–	2393
2013 Q3	$10K	Hold	800	–	–	﹤0.01%	1542
2013 Q2	$11K	Buy	+800	New	+$11.3K	﹤0.01%	1430

Other funds holding CNPF

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

UGIF

US Global Investors Funds Portland, Maine $556M AUM

USGIU

U.S. Global Investors (USGI) San Antonio, Texas $1.04B AUM 73.31% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

WEC

Winslow Evans & Crocker Boston, Massachusetts $528M AUM 30.99% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

WFG Advisors's CNPF Position: Q4 2013 in Review

WFG Advisors sold out of GLOBAL X CANADA PREFERREDS ETF (CNPF) in Q4 2013, closing a stake of 800 shares — an estimated $10K sold.

WFG Advisors first reported a position in CNPF in Q2 2013 and held it in 2 quarters. The position peaked at $11K in Q2 2013. 9 funds tracked by Wall St. Rank hold CNPF as of Q4 2013.

WFG Advisors reported no remaining GLOBAL X CANADA PREFERREDS ETF position as of Q4 2013 after selling out during the quarter.
WFG Advisors sold 800 GLOBAL X CANADA PREFERREDS ETF shares in Q4 2013, an estimated $10K.
WFG Advisors first reported a position in GLOBAL X CANADA PREFERREDS ETF in Q2 2013 and held it in 2 quarters.
WFG Advisors's GLOBAL X CANADA PREFERREDS ETF position peaked at $11K in Q2 2013.
9 funds tracked by Wall St. Rank held GLOBAL X CANADA PREFERREDS ETF as of Q4 2013.

Based on WFG Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.