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Convergence Long/Short Equity ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FHA
1
Flagship Harbor Advisors
Massachusetts
$19.3M +$807K +30,205 +4%
LPL Financial
2
LPL Financial
California
$19M +$2.32M +86,762 +14%
RP
3
Riverwater Partners
Wisconsin
$14.1M -$66.8K -2,502 -0.5%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$9.61M +$7.25M +271,528 +338%
CCA
5
Cottonwood Capital Advisors
Utah
$9.28M +$24.8K +930 +0.3%
LSWP
6
Liberty Square Wealth Partners
Pennsylvania
$8.6M +$4.1M +153,513 +95%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$8.12M +$1.53M +57,173 +24%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$6.76M +$1.66M +62,206 +34%
SFS
9
Sowell Financial Services
Arkansas
$6.18M +$394K +14,734 +7%
TA
10
Tactive Advisors
Florida
$6.09M -$231K -8,640 -4%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$4.64M +$4.52M +169,258 +39,362%
AWM
12
Accurate Wealth Management
Florida
$4.33M -$95.5K -3,575 -2%
Creative Planning
13
Creative Planning
Kansas
$3.49M +$1.87K +70 +0.1%
GRP
14
Global Retirement Partners
California
$3.33M +$75.6K +2,832 +2%
PAS
15
Park Avenue Securities
New York
$3.24M +$1.09M +40,678 +52%
EW
16
Elyxium Wealth
California
$3M +$147K +5,512 +5%
Mariner
17
Mariner
Kansas
$2.56M +$4.67K +175 +0.2%
FTS
18
Fifth Third Securities
Ohio
$2.32M +$8.65K +324 +0.4%
SA
19
Sanctuary Advisors
Indiana
$1.44M +$994K +37,204 +241%
EAM
20
Empirical Asset Management
Massachusetts
$1.16M +$331K +12,382 +41%
GPW
21
Genesis Private Wealth
Virginia
$1.1M +$872K +32,634 +420%
FIA
22
Foundations Investment Advisors
Arizona
$1.07M +$176K +6,596 +20%
RAS
23
RPS Advisory Solutions
Kentucky
$1.02M +$179K +6,703 +22%
HI
24
Harbour Investments
Wisconsin
$1.02M +$66.8K +2,500 +7%
OA
25
Operose Advisors
Wisconsin
$1M