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Convergence Long/Short Equity ETF

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
1
Mainstay Capital Management
Michigan
$44.5M +$43.2M +2,076,124 New
RP
2
Riverwater Partners
Wisconsin
$14M -$270K -12,971 -2%
FHA
3
Flagship Harbor Advisors
Massachusetts
$10.2M +$3.77M +181,251 +61%
LPL Financial
4
LPL Financial
California
$6.4M +$3.99M +191,682 +180%
CCA
5
Cottonwood Capital Advisors
Utah
$5.82M +$391K +18,797 +8%
Creative Planning
6
Creative Planning
Kansas
$3.52M +$597K +28,680 +21%
GLA
7
Good Life Advisors
Pennsylvania
$2.47M +$2.02M +97,114 +542%
Mariner
8
Mariner
Kansas
$2.13M -$58.9K -2,830 -3%
BAM
9
Belpointe Asset Management
Nevada
$1.86M +$108K +5,197 +6%
SPC
10
Sigma Planning Corp
Michigan
$1.86M +$243K +11,663 +16%
ACS
11
Archford Capital Strategies
Illinois
$979K +$950K +45,664 New
UBS Group
12
UBS Group
Switzerland
$700K +$365K +17,545 +116%
GGV
13
GG Group Ventures
Florida
$460K +$454K +21,825 New
BCM
14
Brookstone Capital Management
Illinois
$416K +$411K +19,766 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$328K +$318K +15,286 New
EH
16
Equitable Holdings
New York
$305K +$296K +14,207 New
AF
17
Allworth Financial
California
$135K +$91.5K +4,400 +214%
Bank of America
18
Bank of America
North Carolina
$41.2K +$40K +1,922 New
PTC
19
Private Trust Company
Ohio
$13.3K +$12.9K +622 New
PA
20
Parallel Advisors
California
$4.46K
VWM
21
Venturi Wealth Management
Texas
$4.29K +$2.08K +100 +100%