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Convergence Long/Short Equity ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$45.5M +$20.3M +627,254 +89%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$30.8M +$15.6M +480,557 +114%
Rockefeller Capital Management
3
Rockefeller Capital Management
New York
$30.3M +$11.3M +350,303 +65%
FHA
4
Flagship Harbor Advisors
Massachusetts
$28.2M +$2.03M +62,585 +8%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$19.7M +$4.51M +139,344 +32%
RP
6
Riverwater Partners
Wisconsin
$17.4M -$492K -15,199 -3%
LSWP
7
Liberty Square Wealth Partners
Pennsylvania
$14.6M +$1.35M +41,662 +11%
PAS
8
Park Avenue Securities
New York
$14.2M +$8.11M +250,615 +151%
RWA
9
Redhawk Wealth Advisors
Minnesota
$13M +$10.9M +336,489 +736%
TA
10
Tactive Advisors
Florida
$12.5M +$3.5M +107,965 +42%
CCA
11
Cottonwood Capital Advisors
Utah
$12.3M +$468K +14,466 +4%
Wealth Enhancement Advisory Services
12
Wealth Enhancement Advisory Services
Minnesota
$11.5M -$1.48M -45,866 -12%
HighTower Advisors
13
HighTower Advisors
Illinois
$11.1M +$434K +13,411 +4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$10.4M +$9.78M +302,219 +19,435%
WAP
15
Wealthcare Advisory Partners
Pennsylvania
$8.74M +$8.29M +255,919 New
SA
16
Sanctuary Advisors
Indiana
$8.48M +$2.53M +78,111 +46%
IA
17
IFG Advisory
Georgia
$7.55M +$7.16M +221,298 New
BIG
18
Brookwood Investment Group
Arizona
$6.74M +$1.26M +38,997 +25%
EH
19
Equitable Holdings
New York
$6.57M +$4.41M +136,257 +242%
FFS
20
Founders Financial Securities
Maryland
$6.55M +$5.57K +172 +0.1%
GRP
21
Global Retirement Partners
California
$6.33M +$6M +185,348 New
IWC
22
Integrated Wealth Concepts
Massachusetts
$5.44M +$3.36M +103,803 +187%
SFS
23
Sowell Financial Services
Arkansas
$5.26M -$2.48M -76,533 -33%
SWA
24
Stratos Wealth Advisors
Ohio
$4.77M +$4.52M +139,621 New
AWM
25
Accurate Wealth Management
Florida
$4.35M -$186K -5,758 -4%