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Convergence Long/Short Equity ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LSWP
26
Liberty Square Wealth Partners
Pennsylvania
$515K +$490K +22,057 New
HCA
27
Heck Capital Advisors
Wisconsin
$467K – – –
LSIA
28
LaSalle St. Investment Advisors
Illinois
$451K +$208K +9,366 +94%
LPAM
29
Lodestar Private Asset Management
California
$357K -$68.9K -3,099 -17%
Sigma Planning Corp
30
Sigma Planning Corp
Michigan
$348K -$216K -9,718 -39%
RAS
31
RPS Advisory Solutions
Kentucky
$345K +$328K +14,777 New
Sanctuary Advisors
32
Sanctuary Advisors
Indiana
$329K +$9.49K +427 +3%
TSWM
33
Tyler-Stone Wealth Management
Ohio
$304K – – –
SDH
34
Sloy Dahl & Holst
Washington
$226K +$5.11K +230 +2%
Apollon Wealth Management
35
Apollon Wealth Management
South Carolina
$209K +$198K +8,922 New
Bank of New York Mellon
36
Bank of New York Mellon
New York
$204K +$194K +8,717 New
Allworth Financial
37
Allworth Financial
California
$128K – – –
PTC
38
Private Trust Company
Ohio
$14.5K – – –
NWM
39
Nova Wealth Management
Florida
$12.9K +$12.3K +553 New
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$8K – – –
Parallel Advisors
41
Parallel Advisors
California
$4.86K – – –
NMG
42
New Millennium Group
Utah
$34 +$22 +1 New
Wells Fargo
43
Wells Fargo
California
$10 -$1.13K -51 Closed
ARC
44
Advisor Resource Council
Texas
– -$1.13M -52,153 Closed
SWM
45
SeaCrest Wealth Management
New York
– -$985K -45,601 Closed
Brookstone Capital Management
46
Brookstone Capital Management
Illinois
– -$410K -18,956 Closed
Atria Wealth Solutions
47
Atria Wealth Solutions
New York
– -$403K -18,658 Closed
HRT Financial
48
HRT Financial
New York
– -$389K -18,027 Closed
WIA
49
Wealthedge Investment Advisors
New York
– -$388K -17,970 Closed
Citadel Advisors
50
Citadel Advisors
Florida
– -$366K -16,955 Closed