|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$4.22M
|
+$389K
|
+28,180
|
+10%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$3.83M
|
+$265K
|
+19,180
|
+7%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$1.59M
|
+$31.7K
|
+2,296
|
+2%
|
|
|
4
|
|
$1.58M
|
+$297K
|
+21,526
|
+22%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$1.23M
|
+$951K
|
+68,925
|
+306%
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$618K
|
+$74.9K
|
+5,429
|
+13%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$514K
|
-$66.3K
|
-4,805
|
-11%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$508K
|
+$19.3K
|
+1,403
|
+4%
|
|
|
9
|
Bard Associates
Chicago,
Illinois
|
$258K
|
–
|
–
|
–
|
|
|
10
|
|
$229K
|
+$236K
|
+17,110
|
New
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$176K
|
-$5.7K
|
-413
|
-3%
|
|
|
12
|
American International Group
New York
|
$102K
|
+$179
|
+13
|
+0.2%
|
|
|
13
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$54K
|
+$55.2K
|
+4,000
|
New
|
|
|
14
|
US Bancorp
Minneapolis,
Minnesota
|
$29K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$29K
|
+$1.57K
|
+114
|
+6%
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$26K
|
–
|
–
|
–
|
|
|
17
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
$24.1K
|
+$24.8K
|
+1,800
|
New
|
|
|
18
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$15K
|
–
|
–
|
–
|
|
|
19
|
Tower Research Capital (TRC)
New York
|
$13K
|
+$13.8K
|
+1,000
|
New
|
|
|
20
|
Canada Life
Winnipeg,
Manitoba, Canada
|
$7K
|
–
|
–
|
–
|
|
|
21
|
First Trust Advisors
Wheaton,
Illinois
|
–
|
-$478K
|
-35,406
|
Closed
|
|
|
22
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$256K
|
-18,956
|
Closed
|
|
