|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$5.43M
|
-$557K
|
-38,472
|
-10%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$1.3M
|
+$14.5K
|
+1,003
|
+1%
|
|
|
3
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$956K
|
+$125K
|
+8,674
|
+16%
|
|
|
4
|
|
$850K
|
-$54.5K
|
-3,767
|
-6%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$631K
|
-$46.1K
|
-3,185
|
-7%
|
|
|
6
|
First Allied Advisory Services
San Diego,
California
|
$603K
|
+$53.3K
|
+3,681
|
+10%
|
|
|
7
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$545K
|
+$77.1K
|
+5,329
|
+17%
|
|
|
8
|
First Trust Advisors
Wheaton,
Illinois
|
$536K
|
+$58K
|
+4,011
|
+13%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$506K
|
-$8.39K
|
-580
|
-2%
|
|
|
10
|
|
$405K
|
+$43.1K
|
+2,981
|
+12%
|
|
|
11
|
Advisors Asset Management
Monument,
Colorado
|
$360K
|
+$349K
|
+24,157
|
New
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$231K
|
-$29.6K
|
-2,043
|
-12%
|
|
|
13
|
VSR Financial Services
Overland Park,
Kansas
|
$228K
|
–
|
–
|
–
|
|
|
14
|
|
$57K
|
+$23.4K
|
+1,616
|
+74%
|
|
|
15
|
Regal Investment Advisors
Kentwood,
Michigan
|
$21K
|
–
|
–
|
–
|
|
|
16
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
$18K
|
–
|
–
|
–
|
|
|
17
|
American International Group
New York
|
$14.9K
|
+$14.5K
|
+1,000
|
New
|
|
|
18
|
Private Trust Company
Cleveland,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Ameriprise
Minneapolis,
Minnesota
|
$10K
|
+$10.1K
|
+700
|
New
|
|
|
20
|
Canada Life
Winnipeg,
Manitoba, Canada
|
$8K
|
+$7.23K
|
+500
|
New
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$5K
|
+$116
|
+8
|
+2%
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$4.34K
|
-300
|
-75%
|
|
|
23
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$322K
|
-23,027
|
Closed
|
|
|
24
|
SG Americas Securities
New York
|
–
|
-$186K
|
-13,246
|
Closed
|
|
|
25
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$153K
|
-10,920
|
Closed
|
|
