|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.87M
|
-$137K
|
-10,266
|
-3%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$3.6M
|
+$1.19M
|
+88,944
|
+50%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$1.57M
|
+$169K
|
+12,665
|
+12%
|
|
|
4
|
|
$1.3M
|
+$181K
|
+13,564
|
+16%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$579K
|
+$27.7K
|
+2,076
|
+5%
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$549K
|
+$57K
|
+4,272
|
+12%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$492K
|
+$14.7K
|
+1,105
|
+3%
|
|
|
8
|
First Trust Advisors
Wheaton,
Illinois
|
$478K
|
+$5.56K
|
+417
|
+1%
|
|
|
9
|
UBS Group
Zurich,
Switzerland
|
$304K
|
-$12.4K
|
-926
|
-4%
|
|
|
10
|
Bard Associates
Chicago,
Illinois
|
$260K
|
–
|
–
|
–
|
|
|
11
|
Wolverine Asset Management
Chicago,
Illinois
|
$256K
|
+$253K
|
+18,956
|
New
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$183K
|
+$16.1K
|
+1,206
|
+10%
|
|
|
13
|
American International Group
New York
|
$102K
|
+$80.1K
|
+6,000
|
+379%
|
|
|
14
|
US Bancorp
Minneapolis,
Minnesota
|
$30K
|
–
|
–
|
–
|
|
|
15
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$28K
|
+$26.3K
|
+1,971
|
+6,797%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$27K
|
+$5.3K
|
+397
|
+24%
|
|
|
17
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$15K
|
+$4.67K
|
+350
|
+47%
|
|
|
18
|
Canada Life
Winnipeg,
Manitoba, Canada
|
$7K
|
–
|
–
|
–
|
|
|
19
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$891K
|
-67,384
|
Closed
|
|
|
20
|
VSR Financial Services
Overland Park,
Kansas
|
–
|
-$133K
|
-10,025
|
Closed
|
|
|
21
|
|
–
|
-$10K
|
-737
|
Closed
|
|
|
22
|
National Planning Corporation
El Segundo,
California
|
–
|
-$8.24K
|
-635
|
Closed
|
|
|
23
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$6K
|
-419
|
Closed
|
|
