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Carlyle Group
CG

109 hedge funds and large institutions have $4.51B invested in Carlyle Group in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 36 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more capital invested

Capital invested by funds: $1.37B → $4.51B (+$3.14B)

20% more funds holding in top 10

Funds holding in top 10: 5 → 6 (+1)

8% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 36

5% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $10.2M

4% less funds holding

Funds holding: 114 → 109 (-5)

26% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 19

Holders
109
Holders Change
-5
Holders Change %
-4.39%
% of All Funds
3.16%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
14
Increased
39
Reduced
36
Closed
19
Calls
$10.8M
Puts
$10.2M
Net Calls
+$537K
Net Calls Change
-$4.84M

Top Buyers

1
BAMCO Inc
BAMCO Inc
New York
+$37M
2
BMO
Beck Mack & Oliver
New York
+$10.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$9.63M
4
RRC
Red Rocks Capital
Colorado
+$8.78M
5
U
UBS
Switzerland
+$6.42M

Top Sellers

1
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$19.3M
2
PI
Putnam Investments
Massachusetts
-$16.8M
3
Citigroup
Citigroup
New York
-$13.2M
4
Renaissance Technologies
Renaissance Technologies
New York
-$8.06M
5
JAM
Jupiter Asset Management
United Kingdom
-$5.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
WTC
101
WhitTier Trust Company
Nevada
$23K – – –
BRWM
102
B. Riley Wealth Management
Tennessee
$9K +$3.33K +102 +51%
Canada Life
103
Canada Life
Manitoba, Canada
$7K -$12.1K -371 -62%
MAA
104
Managed Account Advisors
New Jersey
$4K +$1.76K +54 +72%
CBT
105
Central Bank & Trust
Kentucky
$3K – – –
CCS
106
Crosspoint Capital Strategies
California
$3K – – –
JIC
107
Joel Isaacson & Co
New York
$3K – – –
HR
108
Howe & Rusling
New York
$1K -$1.96K -60 -60%
JAM
109
Jupiter Asset Management
United Kingdom
– -$5.09M -150,000 Closed
1832 Asset Management
110
1832 Asset Management
Ontario, Canada
– -$4.24M -124,800 Closed
State Street
111
State Street
Massachusetts
– -$4.03M -118,759 Closed
EC
112
EJF Capital
Virginia
– -$3.25M -95,600 Closed
NVIM
113
New Vernon Investment Management
Illinois
– -$2.38M -70,030 Closed
SI
114
Standard Investments
New York
– -$1.26M -36,988 Closed
BCM
115
Beck Capital Management
Texas
– -$743K -21,879 Closed
TC
116
TFS Capital
Pennsylvania
– -$500K -14,720 Closed
PCM
117
Prelude Capital Management
New York
– -$408K -12,000 Closed
KKRC
118
Kohlberg Kravis Roberts & Co
New York
– -$357K -10,500 Closed
PMG
119
ProVise Management Group
Florida
– -$319K -9,400 Closed
DC
120
Deere & Company
Illinois
– -$220K -6,476 Closed
Citadel Advisors
121
Citadel Advisors
Florida
– -$107K -3,272 Closed
CRCP
122
Copper Rock Capital Partners
Massachusetts
– -$62K -1,831 Closed
First Manhattan
123
First Manhattan
New York
– -$33K -1,000 Closed
PMFA
124
Plante Moran Financial Advisors
Michigan
– -$24K -700 Closed
TRCT
125
Tower Research Capital (TRC)
New York
– -$9.49K -291 -99%
2 3 4
5
6

CG Hedge Fund Activity: Q3 2014 in Review

109 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q3 2014, worth a combined $4.51B — up 229% from $1.37B a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of CG and 14 opened new positions — a net loss of 5 holders — while 36 trimmed existing stakes and 39 added.

The largest buyer was BAMCO Inc, adding an estimated $37M. The largest seller was Robeco Institutional Asset Management, cutting an estimated $19.3M.

  • 109 institutional investors held Carlyle Group (CG) as of Q3 2014, down from 114 in Q2 2014.
  • Funds reported $4.51B of Carlyle Group stock for Q3 2014, up 229% quarter-over-quarter.
  • 14 funds opened new Carlyle Group positions in Q3 2014 and 19 closed out, a net change of -5 holders.
  • The largest Carlyle Group buyer in Q3 2014 was BAMCO Inc, an estimated $37M added.
  • The largest Carlyle Group seller in Q3 2014 was Robeco Institutional Asset Management, an estimated $19.3M sold.

Based on aggregated 13F filings for Q3 2014.