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Carlyle Group
CG

109 hedge funds and large institutions have $4.51B invested in Carlyle Group in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 36 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more capital invested

Capital invested by funds: $1.37B → $4.51B (+$3.14B)

20% more funds holding in top 10

Funds holding in top 10: 5 → 6 (+1)

8% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 36

5% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $10.2M

4% less funds holding

Funds holding: 114 → 109 (-5)

26% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 19

Holders
109
Holders Change
-5
Holders Change %
-4.39%
% of All Funds
3.16%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.17%
New
14
Increased
39
Reduced
36
Closed
19
Calls
$10.8M
Puts
$10.2M
Net Calls
+$537K
Net Calls Change
-$4.84M

Top Buyers

1
BAMCO Inc
BAMCO Inc
New York
+$37M
2
BMO
Beck Mack & Oliver
New York
+$10.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$9.63M
4
RRC
Red Rocks Capital
Colorado
+$8.78M
5
U
UBS
Switzerland
+$6.42M

Top Sellers

1
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$19.3M
2
PI
Putnam Investments
Massachusetts
-$16.8M
3
Citigroup
Citigroup
New York
-$13.2M
4
Renaissance Technologies
Renaissance Technologies
New York
-$8.06M
5
JAM
Jupiter Asset Management
United Kingdom
-$5.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$1.19M +$1.27M +39,041 New
WT
52
Whittier Trust
California
$1.17M – – –
Barclays
53
Barclays
United Kingdom
$1.12M +$121K +3,700 +11%
SIC
54
Salem Investment Counselors
North Carolina
$1.08M -$13K -400 -1%
First Trust Advisors
55
First Trust Advisors
Illinois
$1.08M +$127K +3,894 +12%
EGA
56
E&G Advisors
Texas
$988K +$2.93K +90 +0.3%
IGIM
57
I.G. Investment Management
Manitoba, Canada
$917K – – –
SCM
58
Sterling Capital Management
North Carolina
$911K +$336K +10,300 +53%
ACM
59
Ashford Capital Management
Delaware
$867K – – –
Royal Bank of Canada
60
Royal Bank of Canada
Ontario, Canada
$805K +$181K +5,552 +27%
ST
61
Spot Trading
Illinois
$799K +$832K +25,537 +3,685%
Mackenzie Financial
62
Mackenzie Financial
Ontario, Canada
$736K +$763K +23,400 New
JPMIA
63
J.P. Marvel Investment Advisors
Massachusetts
$722K – – –
CBOA
64
Commonwealth Bank of Australia
Australia
$618K -$297K -9,100 -31%
AWCI
65
Alpine Woods Capital Investors
New York
$609K – – –
Stifel Financial
66
Stifel Financial
Missouri
$579K -$127K -3,884 -17%
GBA
67
Garrison Bradford & Associates
New York
$554K +$48.9K +1,500 +9%
RJA
68
Raymond James & Associates
Florida
$518K +$8.25K +253 +2%
WTB
69
Washington Trust Bank
Washington
$518K +$554K +17,000 New
Walleye Trading
70
Walleye Trading
New York
$488K +$486K +14,909 +1,342%
PGIM
71
Pacific Global Investment Management
California
$483K -$28.7K -880 -5%
BAS
72
Brown Advisory Securities
Maryland
$481K – – –
AL
73
Airain Ltd
Guernsey
$459K +$492K +15,082 New
Geode Capital Management
74
Geode Capital Management
Massachusetts
$444K +$61.4K +1,883 +15%
VNA
75
VNBTrust National Association
Virginia
$426K -$97.8K -3,000 -18%
1 2
3
4 5

CG Hedge Fund Activity: Q3 2014 in Review

109 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q3 2014, worth a combined $4.51B — up 229% from $1.37B a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of CG and 14 opened new positions — a net loss of 5 holders — while 36 trimmed existing stakes and 39 added.

The largest buyer was BAMCO Inc, adding an estimated $37M. The largest seller was Robeco Institutional Asset Management, cutting an estimated $19.3M.

  • 109 institutional investors held Carlyle Group (CG) as of Q3 2014, down from 114 in Q2 2014.
  • Funds reported $4.51B of Carlyle Group stock for Q3 2014, up 229% quarter-over-quarter.
  • 14 funds opened new Carlyle Group positions in Q3 2014 and 19 closed out, a net change of -5 holders.
  • The largest Carlyle Group buyer in Q3 2014 was BAMCO Inc, an estimated $37M added.
  • The largest Carlyle Group seller in Q3 2014 was Robeco Institutional Asset Management, an estimated $19.3M sold.

Based on aggregated 13F filings for Q3 2014.