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Carlyle Group
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Overview Fund Activity

91 hedge funds and large institutions have $708M invested in Carlyle Group in 2013 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 32 increasing their positions, 28 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
-1
Holders Change %
-1.09%
% of All Funds
2.95%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.13%
New
18
Increased
32
Reduced
28
Closed
18
Calls
$4.41M
Puts
$5.45M
Net Calls
-$1.04M
Net Calls Change
+$445K

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$90M
2
FPP
2
Findlay Park Partners
United Kingdom
$23.1M
3
PI
3
Putnam Investments
Massachusetts
$21.5M
4
RRC
4
Red Rocks Capital
Colorado
$40.3M
5
HI
5
Honeywell International
North Carolina
$17.5M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$28.8M
2
OCAM
2
Onex Canada Asset Management
Ontario, Canada
$0
3
Citigroup
3
Citigroup
New York
$14.8M
4
WA
4
Wasatch Advisors
Utah
$0
5
CS
5
Credit Suisse
Switzerland
$13.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIC
51
Salem Investment Counselors
North Carolina
$673K +$17.4K +675 +3%
ECA
52
Endeavour Capital Advisors
Connecticut
$659K +$659K +25,607 New
Neuberger Berman Group
53
Neuberger Berman Group
New York
$643K +$643K +25,000 New
JPMIA
54
J.P. Marvel Investment Advisors
Massachusetts
$609K – – –
SIM
55
Spark Investment Management
New York
$545K +$545K +21,200 New
JPMorgan Chase & Co
56
JPMorgan Chase & Co
New York
$536K -$3.58M -139,153 -87%
AWCI
57
Alpine Woods Capital Investors
New York
$514K – – –
NCCM
58
Nine Chapters Capital Management
New Jersey
$494K -$934K -36,300 -65%
PG
59
PEAK6 Group
Illinois
$441K +$441K +34,274 New
FMA
60
Fiduciary Management Associates
Illinois
$432K +$515 +20 +0.1%
SCM
61
SOL Capital Management
Maryland
$401K +$401K +15,600 New
GCP
62
GSA Capital Partners
United Kingdom
$396K +$43.7K +1,700 +12%
Barclays
63
Barclays
United Kingdom
$381K -$623K -24,960 -62%
BAS
64
Brown Advisory Securities
Maryland
$373K +$12.9K +500 +4%
MWNA
65
Marshall Wace North America
New York
$324K -$2.45M -95,193 -88%
CBOA
66
Commonwealth Bank of Australia
Australia
$319K +$154K +6,000 +94%
RJA
67
Raymond James & Associates
Florida
$258K -$197K -7,655 -43%
FSA
68
Franklin Street Advisors
North Carolina
$257K – – –
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$249K -$24.6K -961 -9%
STC
70
SEI Trust Company
Pennsylvania
$246K +$246K +9,553 New
First Trust Advisors
71
First Trust Advisors
Illinois
$233K +$233K +9,042 New
BA
72
Boston Advisors
Massachusetts
$214K – – –
GBA
73
Garrison Bradford & Associates
New York
$211K +$211K +8,200 New
PA
74
Pinnacle Associates
New York
$210K +$5.21K +203 +3%
M&T Bank
75
M&T Bank
New York
$206K +$180K +7,000 +700%
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