Nine Chapters Capital Management’s Carlyle Group CG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-27,200	Closed	-$956K	–	951
2014 Q1	$956K	Buy	+27,200	New	+$956K	0.11%	268
2013 Q4	–	Sell	-19,200	Closed	-$494K	–	800
2013 Q3	$494K	Sell	19,200 -36,300	-65%	-$934K	0.06%	424
2013 Q2	$1.42M	Buy	+55,500	New	+$1.42M	0.25%	120