Codexis
CDXS
61 hedge funds and large institutions have $105M invested in Codexis in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 14 reducing their positions, and 5 closing their positions.
120% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 5
64% more repeat investments, than reductions
Existing positions increased: 23 | Existing positions reduced: 14
11% more funds holding
Funds holding: 55 → 61 (+6)
10% more capital invested
Capital invested by funds: $95M → $105M (+$9.53M)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIM
Spark Investment Management
New York
|
+$231K |
| 2 |
Axa
Paris,
France
|
+$200K |
| 3 |
Millennium Management
New York
|
+$198K |
| 4 |
William Blair Investment Management
Chicago,
Illinois
|
+$192K |
| 5 |
AIM
Alambic Investment Management
Belvedere,
California
|
+$167K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VC
Vivo Capital
Palo Alto,
California
|
-$1.17M |
| 2 |
GIP
Granite Investment Partners
El Segundo,
California
|
-$718K |
| 3 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
-$154K |
| 4 |
Dimensional Fund Advisors
Austin,
Texas
|
-$138K |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$97K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Stifel Financial
St. Louis,
Missouri
| $44K | – | – | – |
|
52
BlackRock
New York
| $30K | – | – | – |
|
53
Legal & General Group
London,
United Kingdom
| $27K | – | – | – |
|
54
Citigroup
New York
| $12K | -$2.63K | -627 | -19% |
|
55
UBS Group
Zurich,
Switzerland
| $11K | +$10.6K | +2,526 | New |
|
56
BNP Paribas Financial Markets
Paris,
France
| $8.87K | +$2.83K | +673 | +51% |
|
|
FANJ
57
Financial Architects (New Jersey)
Marlton,
New Jersey
| $4K | – | – | – |
|
|
WEC
58
Winslow Evans & Crocker
Boston,
Massachusetts
| $2.22K | +$2.1K | +500 | New |
|
59
Bank of Montreal
Toronto,
Ontario, Canada
| $1K | – | – | – |
|
60
Barclays
London,
United Kingdom
| $1K | +$882 | +210 | New |
|
|
TCIM
61
TIAA CREF Investment Management
New York
| $459 | – | – | – |
|
|
TC
62
TFS Capital
West Chester,
Pennsylvania
| – | -$97K | -24,097 | Closed |
|
|
MA
63
MUFG Americas
New York
| – | -$5K | -1,282 | Closed |
|
64
Walleye Trading
New York
| – | -$5K | -1,123 | Closed |
|
|
TRCT
65
Tower Research Capital (TRC)
New York
| – | -$4K | -996 | Closed |
|
66
JP Morgan Chase
New York
| – | -$3K | -786 | Closed |
|
CDXS Hedge Fund Activity: Q3 2016 in Review
61 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q3 2016, worth a combined $105M — up 10% from $95M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new CDXS positions and 5 closed out — a net gain of 6 holders — while 23 added to existing stakes and 14 trimmed.
The largest buyer was Spark Investment Management, adding an estimated $231K. The largest seller was Vivo Capital, cutting an estimated $1.17M.
- 61 institutional investors held Codexis (CDXS) as of Q3 2016, up from 55 in Q2 2016.
- Funds reported $105M of Codexis stock for Q3 2016, up 10% quarter-over-quarter.
- 11 funds opened new Codexis positions in Q3 2016 and 5 closed out, a net change of +6 holders.
- The largest Codexis buyer in Q3 2016 was Spark Investment Management, an estimated $231K added.
- The largest Codexis seller in Q3 2016 was Vivo Capital, an estimated $1.17M sold.
Based on aggregated 13F filings for Q3 2016.