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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
MUMSS
2051
Mitsubishi UFJ Morgan Stanley Securities
Japan
$5K
TJHA
2052
Thomas J. Herzfeld Advisors
Florida
$5K +$6.11K +29 New
BMD
2053
Better Money Decisions
New Mexico
$5K +$6.32K +30 New
NC
2054
NewSquare Capital
Pennsylvania
$4K
TFM
2055
TFC Financial Management
Massachusetts
$4K
CAC
2056
Certified Advisory Corp
Florida
$3K -$220K -1,042 -99%
AWM
2057
Activest Wealth Management
Florida
$3K
SFCL
2058
Strengthening Families & Communities LLC
Massachusetts
$3K
NMG
2059
New Millennium Group
Utah
$3K +$4K +19 New
BPC
2060
Banque Pictet & Cie
Switzerland
$2.97K -$655K -3,107 -16%
RIM
2061
Rockbridge Investment Management
New York
$2.32K
SFA
2062
Semmax Financial Advisors
North Carolina
$2K -$16.6K -79 -89%
IRAG
2063
Investment Research & Advisory Group
Georgia
$2K
UFF
2064
USA Financial Formulas
Michigan
$2K +$1.48K +7 +233%
TWP
2065
TFO Wealth Partners
Ohio
$2K +$1.9K +9 New
FSWA
2066
Financial Synergies Wealth Advisors
Texas
$1.79K +$2.11K +10 New
BIM
2067
Baldwin Investment Management
Pennsylvania
$1.58K -$42.1K -200 -2%
RDIA
2068
RE Dickinson Investment Advisors
Iowa
$1.16K -$15.8K -75 -1%
TCM
2069
Tradewinds Capital Management
Washington
$1K -$55.4K -263 -99%
PG
2070
Proffitt & Goodson
Tennessee
$1K
IAIM
2071
International Assets Investment Management
Florida
$497 -$21.7K -103 -4%
IFO
2072
Independent Family Office
New York
$267 +$1.69K +8 +0.5%
AAM
2073
Ardevora Asset Management
United Kingdom
-$71.4M -320,377 Closed
Alyeska Investment Group
2074
Alyeska Investment Group
Illinois
-$58.9M -264,430 Closed
CIAS
2075
CFS Investment Advisory Services
New Jersey
-$1K -227,945 Closed