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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
EMG
1551
Ellington Management Group
Connecticut
– -$884K -6,000 Closed
MA
1552
Montag & Associates
Georgia
– -$702K -4,761 Closed
LJAC
1553
L.J. Altfest & Co
New York
– -$658K -4,462 Closed
OWIM
1554
Old West Investment Management
California
– -$610K -4,140 Closed
RGNCM
1555
R.G. Niederhoffer Capital Management
New York
– -$590K -4,000 Closed
STA
1556
Summit Trail Advisors
New York
– -$444K -2,994 Closed
SSWM
1557
Sheets Smith Wealth Management
North Carolina
– -$383K -2,600 Closed
PP
1558
PrairieView Partners
Minnesota
– -$371K -2,518 Closed
KI
1559
Koch Industries
Kansas
– -$359K -2,433 Closed
JCP
1560
Jabre Capital Partners
Switzerland
– -$354K -2,400 Closed
CA
1561
Cortland Associates
Missouri
– -$307K -2,082 Closed
LW
1562
Linscomb Wealth
Texas
– -$295K -2,004 Closed
JIC
1563
Joel Isaacson & Co
New York
– -$273K -1,851 Closed
HAI
1564
Hennessy Advisors Inc
California
– -$260K -1,762 Closed
JIP
1565
Jaffetilchin Investment Partners
Florida
– -$257K -1,746 Closed
TCM
1566
Telos Capital Management
California
– -$245K -1,660 Closed
B
1567
Brightworth
Georgia
– -$241K -1,638 Closed
RIA
1568
Regal Investment Advisors
Michigan
– -$240K -1,628 Closed
BTNA
1569
Bremer Trust National Association
Minnesota
– -$238K -1,611 Closed
AA
1570
Alesco Advisors
New York
– -$231K -1,569 Closed
AL
1571
Aspiriant LLC
California
– -$231K -1,569 Closed
CIC
1572
Crawford Investment Counsel
Georgia
– -$227K -1,538 Closed
BAM
1573
Brave Asset Management
New Jersey
– -$226K -1,534 Closed
CCT
1574
Chemung Canal Trust
New York
– -$223K -1,516 Closed
CFA
1575
Capstone Financial Advisors
Illinois
– -$221K -1,497 Closed
61 62
63
64 65