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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
KC
1526
Kepos Capital
New York
– -$4.28M -27,162 Closed
PCM
1527
Price Capital Management
Louisiana
– -$3.54M -22,430 Closed
CAM
1528
Cubic Asset Management
Massachusetts
– -$2.98M -18,920 Closed
FHAM
1529
Folger Hill Asset Management
New York
– -$2.93M -18,600 Closed
OTPPB
1530
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$2.62M -16,628 Closed
HPC
1531
HM Payson & Co
Maine
– -$2.49M -15,818 Closed
AGM
1532
Alpine Global Management
New York
– -$2.25M -14,276 Closed
Parallax Volatility Advisers
1533
Parallax Volatility Advisers
California
– -$2.19M -13,880 Closed
SSG
1534
Summit Securities Group
New York
– -$1.99M -12,600 Closed
VF
1535
Virtu Financial
New York
– -$1.94M -12,294 Closed
CG
1536
Clinton Group
New York
– -$1.8M -11,446 Closed
ED
1537
Exane Derivatives
France
– -$1.66M -10,525 Closed
FIM
1538
Foresters Investment Management
New York
– -$1.41M -8,950 Closed
DS
1539
DRW Securities
Illinois
– -$1.31M -8,328 Closed
CCC
1540
Chelsea Counsel Company
California
– -$1.31M -8,325 Closed
BCM
1541
Bayesian Capital Management
New York
– -$1.26M -8,000 Closed
GTAM
1542
Global Trust Asset Management
Florida
– -$1.16M -7,327 Closed
TIAAOA
1543
Teachers Insurance & Annuity Association of America
New York
– -$1.15M -7,272 Closed
PNAA
1544
Pictet North America Advisors
Switzerland
– -$1.1M -7,000 Closed
BBWA
1545
Bell & Brown Wealth Advisors
California
– -$1.09M -6,932 Closed
IFWM
1546
Institute for Wealth Management
Colorado
– -$993K -6,301 Closed
LC
1547
Lourd Capital
California
– -$950K -6,030 Closed
SC
1548
Sovarnum Capital
New York
– -$867K -5,500 Closed
GCM
1549
Gator Capital Management
Florida
– -$804K -5,100 Closed
BAM
1550
Belpointe Asset Management
Nevada
– -$793K -5,034 Closed
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