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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
ACP
1451
Arcus Capital Partners
Georgia
$432K – – –
BIC
1452
Beach Investment Counsel
Pennsylvania
$432K – – –
HFM
1453
Harvest Fund Management
China
$432K +$48.5K +210 +12%
TFA
1454
Teamwork Financial Advisors
Texas
$431K -$385K -1,667 -46%
NEWAS
1455
N.E.W. Advisory Services
Wisconsin
$430K +$141K +611 +45%
DTL
1456
Dynamic Technology Lab
Singapore
$430K +$456K +1,974 New
SS
1457
Sunbelt Securities
Texas
$429K – – –
SRC
1458
Shufro Rose & Co
New York
$429K +$924 +4 +0.2%
AIM
1459
Acropolis Investment Management
Missouri
$428K – – –
NCM
1460
Novare Capital Management
North Carolina
$428K +$113K +491 +33%
LB
1461
Leo Brokerage
Texas
$427K -$30K -130 -6%
TBNY
1462
Trustco Bank (New York)
New York
$427K – – –
FWP
1463
FAS Wealth Partners
Kansas
$427K +$95.4K +413 +27%
GIA
1464
GHP Investment Advisors
Colorado
$426K -$8.78K -38 -2%
FCFC
1465
First Commonwealth Financial Corp
Pennsylvania
$426K – – –
UAS
1466
United Asset Strategies
New York
$425K -$12.7K -55 -3%
JWBC
1467
J.W. Burns & Co
New York
$424K – – –
FSC
1468
Full Sail Capital
Oklahoma
$424K +$34K +147 +8%
SWP
1469
Summit Wealth Partners
Florida
$423K – – –
CM
1470
Castleark Management
Illinois
$422K -$926K -4,010 -67%
SPC
1471
Stewart & Patten Company
California
$420K -$38.1K -165 -8%
CG
1472
Corundum Group
Colorado
$420K -$20.1K -87 -4%
CA
1473
Clearstead Advisors
Ohio
$420K -$7.39K -32 -2%
AIM
1474
Avity Investment Management
Connecticut
$420K +$46.2K +200 +12%
WANY
1475
Wealthspire Advisors (New York)
New York
$419K -$1.36M -5,878 -75%
57 58
59
60 61