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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
AI
1201
Analytic Investors
California
– -$321K -3,511 Closed
CCM
1202
Covington Capital Management
California
– -$305K -3,334 Closed
CCP
1203
Clarkston Capital Partners
Michigan
– -$298K -3,254 Closed
CCMG
1204
Clark Capital Management Group
Pennsylvania
– -$298K -3,253 Closed
EMG
1205
Ellington Management Group
Connecticut
– -$293K -3,200 Closed
NDSI
1206
Newman Dignan & Sheerar Inc
Rhode Island
– -$288 -3,144 Closed
C
1207
CFO4Life
Texas
– -$279K -3,045 Closed
DT
1208
Diversified Trust
Tennessee
– -$278K -3,032 Closed
ACM
1209
Alethea Capital Management
Washington
– -$275K -3,000 Closed
BFIM
1210
Beese Fulmer Investment Management
Ohio
– -$266K -2,909 Closed
IMAS
1211
ID Management A/S
Denmark
– -$265K -2,900 Closed
NEAM
1212
New England Asset Management
Connecticut
– -$260K -2,840 Closed
STMM
1213
South Texas Money Management
Texas
– -$258K -2,817 Closed
MIAN
1214
Mariner Independent Advisor Network
Kansas
– -$254K -2,770 Closed
RT
1215
Reliance Trust
Georgia
– -$253K -2,763 Closed
TFA
1216
Toth Financial Advisory
Virginia
– -$253K -2,759 Closed
JCM
1217
Janney Capital Management
Pennsylvania
– -$250K -2,730 Closed
PCMK
1218
Paragon Capital Management (Kansas)
Kansas
– -$245K -2,678 Closed
IB
1219
Intrust Bank
Kansas
– -$239K -2,614 Closed
PBT
1220
Pictet Bank & Trust
Bahamas
– -$233K -2,550 Closed
HCM
1221
Hilton Capital Management
New York
– -$231K -2,525 Closed
AA
1222
Ancora Advisors
Ohio
– -$229K -2,500 Closed
CBN
1223
Cadence Bank NA
Texas
– -$229K -2,496 Closed
SAM
1224
Sequent Asset Management
Texas
– -$227K -2,475 Closed
BMO
1225
Beck Mack & Oliver
New York
– -$224K -2,452 Closed
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