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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
RCA
1176
Rowland Carmichael Advisors
Arizona
-$1.15M -12,379 Closed
BCP
1177
Blue Chip Partners
Michigan
-$1.09M -11,793 Closed
LP
1178
LMR Partners
United Kingdom
-$1.05M -11,366 Closed
Jacobs Levy Equity Management
1179
Jacobs Levy Equity Management
New Jersey
-$964K -10,400 Closed
LCM
1180
Lee Capital Management
New York
-$927K -10,000 Closed
SACTSONJ
1181
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
-$927K -10,000 Closed
WCBA
1182
Weaver C. Barksdale & Associates
Tennessee
-$883K -9,516 Closed
Jennison Associates
1183
Jennison Associates
New York
-$876K -9,451 Closed
MSU
1184
Mizuho Securities USA
New York
-$875K -9,439 Closed
QIM
1185
Quantitative Investment Management
Virginia
-$871K -9,400 Closed
UAS
1186
United Asset Strategies
New York
-$786K -8,478 Closed
CNB
1187
Camden National Bank
Maine
-$768K -8,286 Closed
NJBEST
1188
New Jersey Better Educational Savings Trust
New Jersey
-$742K -8,000 Closed
SJIM
1189
St. Johns Investment Management
Florida
-$730K -7,872 Closed
RC
1190
RBO & Co
California
-$697K -7,511 Closed
MLL
1191
Moody Lynn & Lieberson
Massachusetts
-$657K -7,083 Closed
Susquehanna International Group
1192
Susquehanna International Group
Pennsylvania
-$646K -6,822 Closed
DAS
1193
Dynamic Advisor Solutions
Arizona
-$629K -6,781 Closed
SCM
1194
Southport Capital Management
Tennessee
-$591K -6,371 Closed
Mackenzie Financial
1195
Mackenzie Financial
Ontario, Canada
-$558K -6,012 Closed
PRCM
1196
Pine River Capital Management
Minnesota
-$529K -5,700 Closed
MHS
1197
M Holdings Securities
Oregon
-$487K -5,255 Closed
MFP
1198
Mosaic Financial Partners
California
-$464K -5,000 Closed
BAM
1199
Brave Asset Management
New Jersey
-$453K -4,890 Closed
HA
1200
Hamel Associates
New Jersey
-$451K -4,875 Closed