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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
FPFS
1151
First Personal Financial Services
North Carolina
$45K +$48.7K +500 New
GWA
1152
Genesis Wealth Advisors
Massachusetts
$44.3K +$50.6K +520 New
JIC
1153
Joel Isaacson & Co
New York
$43K -$9.54K -98 -17%
KA
1154
Klingman & Associates
New York
$42K +$38.9K +400 New
AA
1155
Apriem Advisors
California
$40K +$1.07K +11 +3%
CPIG
1156
Chicago Partners Investment Group
Illinois
$40K +$42.8K +440 New
NC
1157
NewSquare Capital
Pennsylvania
$39K – – –
SFG
1158
Sage Financial Group
Pennsylvania
$37K – – –
WCM
1159
Wealthcare Capital Management
Virginia
$30K +$195 +2 +0.6%
GAM
1160
Gemmer Asset Management
California
$29K -$5.26K -54 -14%
FAM
1161
Formidable Asset Management
Ohio
$29K – – –
PG
1162
PEAK6 Group
Illinois
$28K -$614K -6,312 -95%
WA
1163
Waverly Advisors
Alabama
$27K -$4.87K -50 -15%
RFS
1164
Rockefeller Financial Services
New York
$27K +$20.4K +210 +263%
BCM
1165
Blume Capital Management
California
$27K +$29.2K +300 New
BKA
1166
Brick & Kyle Associates
Pennsylvania
$27K +$29.2K +300 New
FMT
1167
First Mercantile Trust
Tennessee
$23K – – –
CFG
1168
CKW Financial Group
Hawaii
$22K – – –
RA
1169
Rational Advisors
New York
$21K +$22.4K +230 New
NCM
1170
Nelson Capital Management
California
$20K – – –
Victory Capital Management
1171
Victory Capital Management
Texas
$18K +$19.5K +200 New
PIM
1172
Parasol Investment Management
Illinois
$16K – – –
MPWT
1173
MassMutual Private Wealth & Trust
Connecticut
$15K -$192K -1,971 -92%
FMP
1174
Financial Management Professionals
Texas
$14K – – –
MCA
1175
Mercer Capital Advisers
New Jersey
$14K +$14.6K +150 New