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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
RI
1151
Redwood Investments
Massachusetts
– -$5.09M -46,869 Closed
EMR
1152
Errol M. Rudman
– -$4.79M -44,100 Closed
WMSA
1153
Weiss Multi-Strategy Advisers
New York
– -$3.87M -35,640 Closed
IP
1154
Interval Partners
New York
– -$3.26M -30,000 Closed
LP
1155
LMR Partners
United Kingdom
– -$2.31M -21,296 Closed
SCA
1156
Stonebridge Capital Advisors
Minnesota
– -$2.19M -20,125 Closed
CCM
1157
Crossvault Capital Management
Texas
– -$2.15M -19,802 Closed
CIP
1158
Chartwell Investment Partners
Pennsylvania
– -$2.1M -19,280 Closed
PCM
1159
Princeton Capital Management
New Jersey
– -$1.96M -18,066 Closed
HHC
1160
Hutchin Hill Capital
New York
– -$1.77M -16,300 Closed
SAM
1161
Selway Asset Management
– -$1.58M -14,500 Closed
BC
1162
Barnett & Company
Tennessee
– -$1.43M -13,135 Closed
AWCI
1163
Alpine Woods Capital Investors
New York
– -$1.17M -10,800 Closed
MSE
1164
MUFG Securities EMEA
United Kingdom
– -$1.06M -10,000 Closed
PFA
1165
Paradigm Financial Advisors
Missouri
– -$1.05M -9,692 Closed
KTC
1166
Kistler-Tiffany Companies
Pennsylvania
– -$1.04M -9,576 Closed
Marshall Wace
1167
Marshall Wace
United Kingdom
– -$884K -8,140 Closed
CCM
1168
Catapult Capital Management
New York
– -$783K -7,205 Closed
YP
1169
Yellowstone Partners
Idaho
– -$750K -6,903 Closed
PC
1170
Passport Capital
California
– -$687K -6,324 Closed
ZIM
1171
Zacks Investment Management
Illinois
– -$677K -6,227 Closed
ACM
1172
Aviance Capital Management
Florida
– -$645K -5,933 Closed
KJHP
1173
K.J. Harrison & Partners
Ontario, Canada
– -$643K -5,915 Closed
BTW
1174
Boston Trust Walden
Massachusetts
– -$514K -4,730 Closed
RCM
1175
Reynolds Capital Management
Nevada
– -$435K -4,000 Closed
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47
48 49