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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
HRC
1126
Hoertkorn Richard Charles
$9K – – –
NC
1127
NewSquare Capital
Pennsylvania
$9K – – –
SHJ
1128
Sharkey, Howes & Javer
Colorado
$9K – – –
AAP
1129
Arax Advisory Partners
Colorado
$9K +$95 +1 +1%
AIM
1130
Acrospire Investment Management
Illinois
$9K +$9.47K +100 New
FMA
1131
FNY Managed Accounts
New York
$9K +$9.47K +100 New
WAS
1132
Winch Advisory Services
Wisconsin
$8K – – –
RFS
1133
Rockefeller Financial Services
New York
$7K – – –
FCMT
1134
Founders Capital Management (Texas)
Texas
$7K +$7.57K +80 New
PCFFS
1135
Pacific Center for Financial Services
California
$6K – – –
WAM
1136
Watermark Asset Management
California
$6K +$6.63K +70 New
PRS
1137
Pinkerton Retirement Specialists
Idaho
$5K -$39.6K -418 -90%
ANBT
1138
American National Bank & Trust
Texas
$5K -$13.3K -140 -70%
LWA
1139
Lowe Wealth Advisors
Maryland
$5K -$4.73K -50 -48%
JT
1140
Jump Trading
Illinois
$5K +$5.11K +54 New
PVH
1141
Psagot Value Holdings
Israel
$4K – – –
SQA
1142
Simon Quick Advisors
New Jersey
$3K -$206K -2,173 -99%
PFO
1143
Pathstone Family Office
New Jersey
$3K +$3.5K +37 New
SLF
1144
Sun Life Financial
Ontario, Canada
$2.2K +$19.3K +204 New
Lazard Asset Management
1145
Lazard Asset Management
New York
– -$74.5M -803,289 Closed
BGIM
1146
Brandywine Global Investment Management
Pennsylvania
– -$39.3M -423,753 Closed
Two Sigma Advisers
1147
Two Sigma Advisers
New York
– -$30.3M -326,637 Closed
OSAM
1148
O'Shaughnessy Asset Management
Connecticut
– -$24.9M -221,113 Closed
ZDA
1149
Zweig-DiMenna Associates
New York
– -$15.9M -171,980 Closed
BCM
1150
Barometer Capital Management
Ontario, Canada
– -$14.1M -152,100 Closed