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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
CEP
1126
Chicago Equity Partners
Illinois
– -$15.9M -174,210 Closed
Arrowstreet Capital
1127
Arrowstreet Capital
Massachusetts
– -$14M -153,227 Closed
ARTA
1128
A.R.T. Advisors
New York
– -$12.8M -140,170 Closed
CCM
1129
Copeland Capital Management
Pennsylvania
– -$11.2M -122,792 Closed
AIA
1130
Affinity Investment Advisors
California
– -$10.2M -111,202 Closed
MAM
1131
Martingale Asset Management
Massachusetts
– -$9.27M -101,233 Closed
BA
1132
Bridgewater Associates
Connecticut
– -$8.45M -92,287 Closed
CIM
1133
Contravisory Investment Management
Massachusetts
– -$8.17M -89,290 Closed
Two Sigma Advisers
1134
Two Sigma Advisers
New York
– -$7.18M -78,437 Closed
SC
1135
Sculptor Capital
New York
– -$7.1M -77,543 Closed
HI
1136
HBK Investments
Texas
– -$5.69M -62,200 Closed
FP
1137
Foundry Partners
Minnesota
– -$4.5M -49,160 Closed
GF
1138
Goodman Financial
Texas
– -$4.38M -47,890 Closed
SCM
1139
Sterling Capital Management
North Carolina
– -$4.38M -47,830 Closed
AL
1140
AJO LP
Pennsylvania
– -$4.37M -47,750 Closed
PAM
1141
Princeton Alpha Management
New Jersey
– -$4.23M -46,255 Closed
FBB
1142
Fulton Breakefield Broenniman
Maryland
– -$4.18M -45,715 Closed
Walleye Trading
1143
Walleye Trading
New York
– -$3.75M -45,154 Closed
PDN
1144
Pensionfund DSM Netherlands
Netherlands
– -$4.07M -44,500 Closed
MAM
1145
Meeder Asset Management
Ohio
– -$3.66M -39,980 Closed
RAM
1146
Roanoke Asset Management
New Jersey
– -$3.38M -36,875 Closed
SHGA
1147
Sand Hill Global Advisors
California
– -$3.3M -36,069 Closed
BCM
1148
BBT Capital Management
Texas
– -$3.28M -35,814 Closed
MAM
1149
Mastrapasqua Asset Management
Tennessee
– -$3M -32,780 Closed
AAM
1150
Ardevora Asset Management
United Kingdom
– -$2.96M -32,313 Closed
44 45
46
47 48