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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
FMP
1126
Financial Management Professionals
Texas
$14K – – –
WAM
1127
Wallington Asset Management
Indiana
$14K – – –
TIM
1128
Tortoise Investment Management
New York
$13K -$1.59K -15 -10%
FBT
1129
Founders Bank & Trust
Michigan
$13K – – –
OC
1130
Oakworth Capital
Alabama
$12K – – –
CAL
1131
Capital Advisors Ltd
Ohio
$11K – – –
FWC
1132
First Washington Corp
Washington
$10K – – –
Group One Trading
1133
Group One Trading
Illinois
$10K +$10.6K +100 New
WF
1134
WealthTrust Fairport
Ohio
$9K – – –
RFS
1135
Rockefeller Financial Services
New York
$8K -$5.3K -50 -38%
MUMSS
1136
Mitsubishi UFJ Morgan Stanley Securities
Japan
$8K +$8.48K +80 New
FAM
1137
Fred Alger Management
New York
$7K -$88.7K -837 -92%
CAW
1138
Cornerstone Advisors (Washington)
Washington
$7K – – –
DA
1139
Dunvegan Associates
California
$6K – – –
BCMIO
1140
Beacon Capital Management Inc (Ohio)
Ohio
$5K – – –
PVH
1141
Psagot Value Holdings
Israel
$5K – – –
WAS
1142
Winch Advisory Services
Wisconsin
$3K -$2.11M -19,896 -100%
DBT
1143
Dubuque Bank & Trust
Iowa
$3K – – –
RWM
1144
Raffa Wealth Management
District of Columbia
$1.29K +$1.38K +13 New
ACM
1145
Antonetti Capital Management
Florida
$1K – – –
NI
1146
Numeric Investors
Massachusetts
– -$31M -285,639 Closed
SAM
1147
Scopus Asset Management
New York
– -$20.2M -190,960 Closed
Acadian Asset Management
1148
Acadian Asset Management
Massachusetts
– -$19.7M -181,097 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
1149
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$15.1M -138,900 Closed
FQ
1150
First Quadrant
California
– -$5.31M -48,900 Closed