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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LAM
1101
Lingohr Asset Management
Germany
– -$667K -10,200 Closed
CG
1102
Clinton Group
New York
– -$545K -8,338 Closed
MCM
1103
Mork Capital Management
California
– -$510K -7,800 Closed
BCM
1104
BBT Capital Management
Texas
– -$508K -7,766 Closed
PAM
1105
PT Asset Management
Illinois
– -$493K -7,545 Closed
CIP
1106
Cornerstone Investment Partners
Georgia
– -$443K -6,772 Closed
ANB
1107
Amarillo National Bank
Texas
– -$405K -6,191 Closed
AHC
1108
Adell Harriman & Carpenter
Texas
– -$405K -6,189 Closed
JAFL
1109
Jay A. Fishman Ltd
Michigan
– -$392K -6,000 Closed
BBNB
1110
Baker Boyer National Bank
Washington
– -$358K -5,480 Closed
IA
1111
Icon Advisers
Colorado
– -$320K -4,900 Closed
CCG
1112
Cypress Capital Group
Florida
– -$291K -4,462 Closed
BA
1113
Bennicas & Associates
California
– -$288K -4,400 Closed
RMAM
1114
Raab & Moskowitz Asset Management
New Jersey
– -$282K -4,323 Closed
DAM
1115
Deltec Asset Management
New York
– -$261K -4,000 Closed
IC
1116
IKOS CIF
Cyprus
– -$252K -3,917 Closed
PFS
1117
Prospera Financial Services
Texas
– -$209K -3,902 Closed
FG
1118
Fiduciary Group
Georgia
– -$243K -3,724 Closed
BL
1119
Bolton LP
Connecticut
– -$242K -3,700 Closed
HCM
1120
Hodges Capital Management
Texas
– -$235K -3,600 Closed
FMBTD
1121
First Midwest Bank Trust Division
Illinois
– -$229K -3,509 Closed
AI
1122
Atria Investments
North Carolina
– -$229K -3,503 Closed
SSG
1123
Summit Securities Group
New York
– -$245K -3,500 Closed
AFG
1124
Albion Financial Group
Utah
– -$224K -3,425 Closed
PGIM
1125
Pacific Global Investment Management
California
– -$220K -3,370 Closed
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