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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1076
AllSquare Wealth Management
New York
$73K – – –
RFM
1077
Royal Fund Management
Florida
$72K +$70.8K +781 New
QAM
1078
QCI Asset Management
New York
$67K -$13M -142,997 -99%
HR
1079
Howe & Rusling
New York
$66K – – –
AF
1080
Allworth Financial
California
$66K +$181 +2 +0.3%
DOA
1081
D'Orazio & Associates
Virginia
$65K – – –
TJHA
1082
Thomas J. Herzfeld Advisors
Florida
$65K +$453 +5 +0.7%
OC
1083
Oakworth Capital
Alabama
$65K +$58.9K +650 +1,857%
JAM
1084
Jolley Asset Management
North Carolina
$63K – – –
OFS
1085
Orrstown Financial Services
Pennsylvania
$62K – – –
VCM
1086
Vigilant Capital Management
Maine
$60K – – –
BWP
1087
Baldwin Wealth Partners
Massachusetts
$56K – – –
CPA
1088
Cowen Prime Advisors
New York
$56K – – –
SCA
1089
Stuart Chaussee & Associates
California
$56K +$54.4K +600 New
ST
1090
Sageworth Trust
Pennsylvania
$55K +$53.9K +595 New
LNB
1091
Ledyard National Bank
$54K -$43.9K -484 -45%
AIM
1092
Anchor Investment Management
South Carolina
$53.3K -$149K -1,645 -74%
RFA
1093
Reilly Financial Advisors
California
$53K -$27.2K -300 -34%
SSB
1094
Sandy Spring Bank
Maryland
$52K – – –
NCM
1095
Nelson Capital Management
California
$52K +$51.3K +566 New
CPIG
1096
Chicago Partners Investment Group
Illinois
$51K +$91 +1 +0.2%
AA
1097
Apriem Advisors
California
$50K -$2.63K -29 -5%
OP
1098
Oldfield Partners
United Kingdom
$47K – – –
GEA
1099
Glen Eagle Advisors
New Jersey
$45.1K +$44K +486 New
PCA
1100
Peddock Capital Advisors
Massachusetts
$45K – – –
42 43
44
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