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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
SEC
1026
Seven Eight Capital
New York
$13K +$15.3K +200 New
HCMT
1027
Highland Capital Management (Tennessee)
Tennessee
$12K -$3.82K -50 -21%
TCM
1028
Tradewinds Capital Management
Washington
$12K +$994 +13 +8%
CAW
1029
Cornerstone Advisors (Washington)
Washington
$12K +$5.81K +76 +72%
TRCT
1030
Tower Research Capital (TRC)
New York
$11K -$117K -1,534 -90%
LS
1031
Lupo Securities
Illinois
$11K +$13K +170 New
HA
1032
Harfst & Associates
Wyoming
$10K -$23.7K -310 -66%
FMP
1033
Financial Management Professionals
Texas
$10K
MCA
1034
Mercer Capital Advisers
New Jersey
$10K
WAS
1035
Winch Advisory Services
Wisconsin
$10K +$7.72K +101 +184%
AWS
1036
Aris Wealth Services
Pennsylvania
$9K -$89K -1,164 -89%
CAL
1037
Capital Advisors Ltd
Ohio
$8K
GWS
1038
Glassman Wealth Services
Virginia
$8K
TFA
1039
Transamerica Financial Advisors
Florida
$8K +$2.22K +29 +32%
NYLT
1040
New York Life Trust
New York
$8K +$3.98K +52 +70%
BWFA
1041
Baltimore-Washington Financial Advisors
Maryland
$8K +$10.4K +136 New
NC
1042
NewSquare Capital
Pennsylvania
$7K -$15.3K -200 -64%
BCM
1043
Blume Capital Management
California
$7K
BKA
1044
Brick & Kyle Associates
Pennsylvania
$7K
FWC
1045
First Washington Corp
Washington
$7K
OC
1046
Oakworth Capital
Alabama
$7K
HRC
1047
Hoertkorn Richard Charles
$7K +$7.65K +100 New
SFWA
1048
Summit Financial Wealth Advisors
Louisiana
$6K -$650K -8,495 -99%
MFBTD
1049
MB Financial Bank - Trust Department
Illinois
$5K
RFS
1050
Rockefeller Financial Services
New York
$5K