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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
CMAI
1001
Capital Management Associates Inc
Minnesota
$4.07M +$1.78M +3,199 +82%
WAG
1002
Wilkerson Advisory Group
Missouri
$4.06M +$3.94M +7,089 New
LHC
1003
Little House Capital
Massachusetts
$4.05M -$998K -1,796 -20%
MWM
1004
Modera Wealth Management
New Jersey
$4.05M +$91.7K +165 +2%
CSI
1005
Cross Staff Investments
New York
$4.05M – – –
SAM
1006
Smartleaf Asset Management
Massachusetts
$4.03M +$321K +578 +9%
KA
1007
Kovack Advisors
Florida
$4M +$1.54M +2,776 +66%
CD
1008
Chapin Davis
Maryland
$4M +$686K +1,235 +21%
QIM
1009
Quest Investment Management
Oregon
$3.99M – – –
SAA
1010
Southeast Asset Advisors
Georgia
$3.99M +$186K +334 +5%
GIP
1011
Granite Investment Partners
California
$3.97M +$27.2K +49 +0.7%
HAI
1012
Hennessy Advisors Inc
California
$3.95M -$55.6K -100 -1%
QAM
1013
Q3 Asset Management
Michigan
$3.95M +$3.41M +6,127 +804%
NRG
1014
Nemes Rush Group
Michigan
$3.94M -$8.89K -16 -0.2%
BCM
1015
Becker Capital Management
Oregon
$3.93M -$27.8K -50 -0.7%
APP
1016
Avantax Planning Partners
Iowa
$3.92M +$285K +513 +8%
AF
1017
Arrow Financial
New York
$3.91M -$351K -632 -8%
SCA
1018
STALEY CAPITAL ADVISERS
Pennsylvania
$3.9M – – –
NNPTE
1019
Nationale-Nederlanden Powszechne Towarzystwo Emerytalne
Poland
$3.89M +$3.77M +6,785 New
SIG
1020
Sargent Investment Group
Maryland
$3.87M -$220K -396 -6%
IPW
1021
IronBridge Private Wealth
Texas
$3.87M – – –
FWM
1022
Forefront Wealth Management
Pennsylvania
$3.87M -$55.6K -100 -1%
TIA
1023
Trust Investment Advisors
Indiana
$3.86M +$152K +274 +4%
WCM
1024
Weaver Capital Management
Georgia
$3.85M +$128K +230 +4%
ANTB
1025
AMG National Trust Bank
Colorado
$3.85M +$77.3K +139 +2%
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