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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LHC
1001
Little House Capital
Massachusetts
$4.05M -$998K -1,796 -20%
MWM
1002
Modera Wealth Management
New Jersey
$4.05M +$91.7K +165 +2%
CSI
1003
Cross Staff Investments
New York
$4.05M – – –
SAM
1004
Smartleaf Asset Management
Massachusetts
$4.03M +$321K +578 +9%
KA
1005
Kovack Advisors
Florida
$4M +$1.54M +2,776 +66%
CD
1006
Chapin Davis
Maryland
$4M +$686K +1,235 +21%
QIM
1007
Quest Investment Management
Oregon
$3.99M – – –
SAA
1008
Southeast Asset Advisors
Georgia
$3.99M +$186K +334 +5%
GIP
1009
Granite Investment Partners
California
$3.97M +$27.2K +49 +0.7%
HAI
1010
Hennessy Advisors Inc
California
$3.95M -$55.6K -100 -1%
QAM
1011
Q3 Asset Management
Michigan
$3.95M +$3.41M +6,127 +804%
NRG
1012
Nemes Rush Group
Michigan
$3.94M -$8.89K -16 -0.2%
BCM
1013
Becker Capital Management
Oregon
$3.93M -$27.8K -50 -0.7%
APP
1014
Avantax Planning Partners
Iowa
$3.92M +$285K +513 +8%
AF
1015
Arrow Financial
New York
$3.91M -$351K -632 -8%
SCA
1016
STALEY CAPITAL ADVISERS
Pennsylvania
$3.9M – – –
NNPTE
1017
Nationale-Nederlanden Powszechne Towarzystwo Emerytalne
Poland
$3.89M +$3.77M +6,785 New
SIG
1018
Sargent Investment Group
Maryland
$3.87M -$220K -396 -6%
IPW
1019
IronBridge Private Wealth
Texas
$3.87M – – –
FWM
1020
Forefront Wealth Management
Pennsylvania
$3.87M -$55.6K -100 -1%
TIA
1021
Trust Investment Advisors
Indiana
$3.86M +$152K +274 +4%
WCM
1022
Weaver Capital Management
Georgia
$3.85M +$128K +230 +4%
ANTB
1023
AMG National Trust Bank
Colorado
$3.85M +$77.3K +139 +2%
AF
1024
Advisornet Financial
Minnesota
$3.85M +$29.5K +53 +0.8%
CWAG
1025
Compton Wealth Advisory Group
Virginia
$3.84M -$55.6K -100 -1%
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