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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
MWP
1001
MYCIO Wealth Partners
Pennsylvania
$116K +$120K +1,407 New
CFA
1002
Carroll Financial Associates
North Carolina
$114K +$118K +1,391 New
GI
1003
Gradient Investments
Minnesota
$113K +$116K +1,364 New
ACM
1004
Aviance Capital Management
Florida
$111K +$115K +1,349 New
WIL
1005
Winifred I. Li
$100K +$103K +1,210 New
MA
1006
MCF Advisors
Kentucky
$99K +$85K +999 New
IWC
1007
Integrated Wealth Counsel
California
$96K +$99.4K +1,169 New
LWM
1008
Lyons Wealth Management
Florida
$95K +$98.4K +1,157 New
WA
1009
WealthTrust-Arizona
Arizona
$93K +$95.4K +1,122 New
HF
1010
Hoxton Financial
West Virginia
$92K +$94.9K +1,116 New
PFO
1011
Pathstone Family Office
New Jersey
$85K +$87.6K +1,030 New
LWCFA
1012
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$84K +$86.7K +1,020 New
MIC
1013
MU Investments Company
Japan
$83K +$85K +1,000 New
FHB
1014
First Hawaiian Bank
Hawaii
$81K +$83.9K +986 New
LNB
1015
Ledyard National Bank
$78K +$80.8K +950 New
I2I
1016
Insight 2811 Inc
Illinois
$75K +$77.4K +910 New
CFSG
1017
Community Financial Services Group
Vermont
$75K +$77.7K +914 New
PMFA
1018
Plante Moran Financial Advisors
Michigan
$69K +$71.3K +839 New
EFSCE
1019
Enterprise Financial Services Corp (EFSC)
Missouri
$68K +$70.3K +827 New
SFS
1020
Signator Financial Services
Massachusetts
$63K +$64.6K +760 New
ST
1021
SpiderRock Trading
Illinois
$60K – – –
RIM
1022
Ranger International Management
Illinois
$52K +$53.7K +632 New
JAM
1023
Jolley Asset Management
North Carolina
$49K +$51K +600 New
MMEA
1024
Mark Morris et al
$49K +$51K +600 New
SC
1025
Saturna Capital
Washington
$49K +$51K +600 New
39 40
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