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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
AWF
4101
Alpha Wealth Funds
Utah
– -$567K -800 Closed
CCM
4102
Chiron Capital Management
Florida
– -$545K -769 Closed
CCM
4103
Cinctive Capital Management
New York
– -$541K -764 Closed
NFA
4104
Northwest Financial Advisors
Virginia
– -$468K -660 Closed
MAP
4105
Moody Aldrich Partners
Massachusetts
– -$430K -607 Closed
NCG
4106
Newport Capital Group
New Jersey
– -$418K -590 Closed
BOTPPF
4107
Board of the Pension Protection Fund
United Kingdom
– -$397K -560 Closed
AWP
4108
Axis Wealth Partners
Rhode Island
– -$393K -554 Closed
GLAM
4109
Gardner Lewis Asset Management
Pennsylvania
– -$375K -530 Closed
BAS
4110
Breakthru Advisory Services
Wisconsin
– -$352K -497 Closed
FCU
4111
Financial Concepts Unlimited
Maine
– -$323K -456 Closed
CP
4112
Castleview Partners
Texas
– -$322K -454 Closed
EGM
4113
Engineers Gate Manager
New York
– -$308K -435 Closed
HCP
4114
Hamilton Capital Partners
Georgia
– -$306K -432 Closed
1C
4115
111 Capital
France
– -$304K -429 Closed
BWMG
4116
Barnes Wealth Management Group
California
– -$282K -398 Closed
TB
4117
Terril Brothers
Missouri
– -$282K -398 Closed
TIA
4118
Tandem Investment Advisors
South Carolina
– -$266K -375 Closed
OAM
4119
Oxford Asset Management
United Kingdom
– -$264K -373 Closed
NPF
4120
Norris Perne & French
Michigan
– -$262K -370 Closed
SEM
4121
Suncoast Equity Management
Florida
– -$240K -339 Closed
EWA
4122
Evolution Wealth Advisors
Florida
– -$239K -337 Closed
QFPS
4123
Quantum Financial Planning Services
Washington
– -$218K -308 Closed
NIA
4124
NIA Impact Advisors
California
– -$210K -296 Closed
FFS
4125
Flavin Financial Services
Florida
– -$209K -294 Closed
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