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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
TGY2IT
4101
Timothy G. Youngquist 2020 Irrevocable Trust
Florida
– -$2.72M -3,843 Closed
MIG
4102
Mariner Investment Group
New York
– -$3.34M -3,800 Closed
I
4103
InceptionR
California
– -$1.89M -2,672 Closed
SC
4104
SummitTX Capital
Texas
– -$1.89M -2,664 Closed
QPWM
4105
Quadrant Private Wealth Management
Pennsylvania
– -$1.88M -2,649 Closed
GCM
4106
Gladius Capital Management
Illinois
– -$2.23M -2,538 Closed
QCM
4107
Qsemble Capital Management
New York
– -$1.7M -2,397 Closed
BOJHT
4108
Bank of Jackson Hole Trust
Wyoming
– -$1.66M -2,343 Closed
DACS
4109
Dymon Asia Capital (Singapore)
Singapore
– -$1.47M -2,080 Closed
LIA
4110
Limestone Investment Advisors
New York
– -$1.79M -2,040 Closed
RWMG
4111
Redwood Wealth Management Group
New Jersey
– -$1.38M -1,950 Closed
WCA
4112
Waratah Capital Advisors
Ontario, Canada
– -$1.37M -1,928 Closed
AFC
4113
AFT Forsyth & Company
Florida
– -$1.29M -1,815 Closed
LMFP
4114
Larry Mathis Financial Planning
Arizona
– -$1.25M -1,762 Closed
GKWIM
4115
Gerber Kawasaki Wealth & Investment Management
California
– -$1.23M -1,733 Closed
CAM
4116
CenterStar Asset Management
Illinois
– -$1.38M -1,572 Closed
HFM
4117
Hartford Funds Management
Pennsylvania
– -$1.11M -1,569 Closed
SEM
4118
Strategic Equity Management
Arizona
– -$1.09M -1,542 Closed
JF
4119
Jump Financial
Illinois
– -$1.04M -1,470 Closed
MWP
4120
Momentum Wealth Planning
Florida
– -$1.01M -1,429 Closed
PCMH
4121
Polymer Capital Management (HK)
Hong Kong
– -$969K -1,368 Closed
AC
4122
AXQ Capital
New Jersey
– -$922K -1,302 Closed
NERM
4123
New England Research & Management
Illinois
– -$886K -1,250 Closed
PWC
4124
Pathfinder Wealth Consulting
North Carolina
– -$830K -1,171 Closed
OA
4125
Oasis Advisors
Iowa
– -$823K -1,157 Closed
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165
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