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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
FC
4076
FORA Capital
Florida
– -$19.6M -27,673 Closed
Renaissance Technologies
4077
Renaissance Technologies
New York
– -$15.2M -21,507 Closed
YIH
4078
Y-Intercept (HK)
Hong Kong
– -$13.7M -19,363 Closed
ZP
4079
Zimmer Partners
New York
– -$11.9M -16,750 Closed
ECM
4080
ExodusPoint Capital Management
New York
– -$11.4M -16,154 Closed
ACP
4081
Albar Capital Partners
United Kingdom
– -$10.7M -15,054 Closed
SC
4082
SMA Capital
New York
– -$9.48M -13,375 Closed
VCM
4083
Vivaldi Capital Management
Illinois
– -$8.89M -12,551 Closed
QIM
4084
Quantitative Investment Management
Virginia
– -$8.55M -12,072 Closed
TIG
4085
Tribune Investment Group
New York
– -$8.17M -11,530 Closed
DCM
4086
Dupont Capital Management
Delaware
– -$6.41M -9,052 Closed
LGF
4087
LGT Group Foundation
Liechtenstein
– -$5.99M -8,455 Closed
WC
4088
Westerkirk Capital
– -$5.58M -7,877 Closed
TC
4089
Tenere Capital
New York
– -$5.26M -7,429 Closed
LFM
4090
LGT Fund Management
Liechtenstein
– -$4.76M -6,720 Closed
PRS
4091
Pinkerton Retirement Specialists
Idaho
– -$3.8M -6,635 Closed
QC
4092
Quadrature Capital
United Kingdom
– -$4.69M -6,616 Closed
Tudor Investment Corp
4093
Tudor Investment Corp
Connecticut
– -$5.09M -5,794 Closed
CM
4094
Caption Management
Oklahoma
– -$3.87M -4,400 Closed
MFS
4095
Mirabella Financial Services
United Kingdom
– -$3.08M -4,353 Closed
EW
4096
Evoke Wealth
California
– -$2.9M -4,100 Closed
SCM
4097
SIR Capital Management
New York
– -$2.9M -4,100 Closed
MWA
4098
Martel Wealth Advisors
Washington
– -$2.83M -4,000 Closed
FAM
4099
Flaharty Asset Management
Florida
– -$2.74M -3,867 Closed
ACM
4100
Aster Capital Management
United Arab Emirates
– -$1.27M -3,849 Closed
162 163
164
165 166