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DoubleLine Shiller CAPE US Equities ETF
CAPE

46 hedge funds and large institutions have $229M invested in DoubleLine Shiller CAPE US Equities ETF in 2025 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

0% less capital invested

Capital invested by funds: $229M → $229M (-$172K)

0.42% less ownership

Funds ownership: 69.29% → 68.87% (-0.42%)

6% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 17

2% less funds holding

Funds holding: 47 → 46 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
0.56%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
3
Increased
16
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FIA
Foundations Investment Advisors
Arizona
+$1.84M
2
WA
Waddell & Associates
Tennessee
+$1.38M
3
Citadel Advisors
Citadel Advisors
Florida
+$894K
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$570K
5
MSFS
Main Street Financial Solutions
Pennsylvania
+$499K

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.96M
2
SFG
Socha Financial Group
New York
-$771K
3
CPA
Clear Point Advisors
New York
-$351K
4
CIA
Capital Investment Advisors
Georgia
-$339K
5
PFA
Pettinga Financial Advisors
Indiana
-$265K
Name Holding Trade Value Shares
Change 		Change in
Stake
Corient Private Wealth
26
Corient Private Wealth
Florida
$574K +$285K +8,902 +100%
SC
27
Sepio Capital
Utah
$558K – – –
CFD
28
Creative Financial Designs
Indiana
$502K -$21.6K -675 -4%
LPL Financial
29
LPL Financial
California
$304K -$10.7K -335 -3%
TCA
30
Transcend Capital Advisors
New Jersey
$253K -$641 -20 -0.3%
UAG
31
United Advisor Group
Ohio
$238K +$38K +1,184 +19%
KAS
32
Kestra Advisory Services
Texas
$219K – – –
LWMI
33
Legacy Wealth Management (Idaho)
Idaho
$104K +$833 +26 +0.8%
CAL
34
Capital Analysts LLC
Pennsylvania
$92K – – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$82.3K +$36.7K +1,146 +81%
TCM
36
TD Capital Management
Tennessee
$69.1K +$545 +17 +0.8%
CCMI
37
Creative Capital Management Investments
California
$16.7K +$16.6K +519 New
NA
38
NewEdge Advisors
Louisiana
$16.1K – – –
SWM
39
Spire Wealth Management
Virginia
$16.1K – – –
HI
40
Harbour Investments
Wisconsin
$12.9K – – –
EPG
41
Estate Planners Group
Pennsylvania
$6.72K +$6.67K +208 New
Morgan Stanley
42
Morgan Stanley
New York
$5.44K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$5K -$223K -6,948 -98%
AssetMark Inc
44
AssetMark Inc
California
$4.67K – – –
Osaic Holdings
45
Osaic Holdings
Arizona
$4.48K +$4.2K +131 +1,638%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$2.38K – – –
PFA
47
Pettinga Financial Advisors
Indiana
– -$265K -8,128 Closed
TWP
48
Triad Wealth Partners
Kansas
– -$259K -7,959 Closed
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
– -$240K -7,371 Closed
AWM
50
AE Wealth Management
Kansas
– -$8.93K -274 Closed
1
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CAPE Hedge Fund Activity: Q4 2025 in Review

46 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Shiller CAPE US Equities ETF (CAPE) for Q4 2025, worth a combined $229M — down 0.08% from $229M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of CAPE and 3 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 16 added.

The largest buyer was Foundations Investment Advisors, adding an estimated $1.84M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $1.96M.

  • 46 institutional investors held DoubleLine Shiller CAPE US Equities ETF (CAPE) as of Q4 2025, down from 47 in Q3 2025.
  • Funds reported $229M of DoubleLine Shiller CAPE US Equities ETF stock for Q4 2025, down 0.08% quarter-over-quarter.
  • 3 funds opened new DoubleLine Shiller CAPE US Equities ETF positions in Q4 2025 and 4 closed out, a net change of -1 holder.
  • The largest DoubleLine Shiller CAPE US Equities ETF buyer in Q4 2025 was Foundations Investment Advisors, an estimated $1.84M added.
  • The largest DoubleLine Shiller CAPE US Equities ETF seller in Q4 2025 was Cambridge Investment Research Advisors, an estimated $1.96M sold.

Based on aggregated 13F filings for Q4 2025.