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DoubleLine Shiller CAPE US Equities ETF

27 hedge funds and large institutions have $180M invested in DoubleLine Shiller CAPE US Equities ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

22.38% more ownership

Funds ownership: 723.04%745.42% (+22%)

8% more funds holding

Funds holding: 2527 (+2)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0% less capital invested

Capital invested by funds: $181M → $180M (-$569K)

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.43%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
4
Increased
13
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
1
Waddell & Associates
Tennessee
$53.9M +$540K +21,867 +1%
SFG
2
Socha Financial Group
New York
$46M +$1.01M +40,908 +2%
WLPWM
3
Walled Lake Planning & Wealth Management
Illinois
$19.7M +$127K +5,140 +0.6%
EK
4
Evensky & Katz
Florida
$14.7M -$180K -7,280 -1%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$12.4M +$3.37M +136,659 +35%
UBS Group
6
UBS Group
Switzerland
$7.1M +$2.98M +120,624 +67%
SPI
7
Santori & Peters Inc
Pennsylvania
$6.92M +$239K +9,684 +3%
CAG
8
Csenge Advisory Group
Florida
$4.64M +$19.5K +790 +0.4%
Kayne Anderson Rudnick Investment Management
9
Kayne Anderson Rudnick Investment Management
California
$3.48M -$155K -6,272 -4%
HAG
10
HF Advisory Group
Maryland
$2.28M -$12.9K -524 -0.5%
IAIM
11
International Assets Investment Management
Florida
$1.98M -$51K -2,065 -2%
TW
12
Transform Wealth
Colorado
$1.34M -$1.6M -64,725 -53%
CIA
13
Capital Investment Advisors
Georgia
$1.33M +$212K +8,571 +18%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$1.25M +$41.1K +1,666 +3%
SAA
15
Southeast Asset Advisors
Georgia
$795K
DIA
16
Dana Investment Advisors
Wisconsin
$493K +$88.6K +3,587 +21%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$421K -$455K -18,421 -51%
AWM
18
Avaii Wealth Management
Wisconsin
$332K +$87.9K +3,560 +34%
GSEP
19
Golden State Equity Partners
California
$299K +$49 +2 +0%
AWA
20
Arete Wealth Advisors
Illinois
$213K -$531K -21,514 -71%
TCA
21
Transcend Capital Advisors
New Jersey
$202K +$211K +8,548 New
Osaic Holdings
22
Osaic Holdings
Arizona
$139K +$59.9K +2,426 +70%
CAL
23
Capital Analysts LLC
Pennsylvania
$83K
Comerica Bank
24
Comerica Bank
Texas
$30.9K +$32.3K +1,307 New
PO
25
Private Ocean
California
$23.7K +$24.7K +1,000 New

CAPE Hedge Fund Activity: Q3 2023 in Review

27 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Shiller CAPE US Equities ETF (CAPE) for Q3 2023, worth a combined $180M — down 0.32% from $181M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CAPE positions and 2 closed out — a net gain of 2 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $3.37M. The largest seller was Transform Wealth, cutting an estimated $1.6M.

  • 27 institutional investors held DoubleLine Shiller CAPE US Equities ETF (CAPE) as of Q3 2023, up from 25 in Q2 2023.
  • Funds reported $180M of DoubleLine Shiller CAPE US Equities ETF stock for Q3 2023, down 0.32% quarter-over-quarter.
  • 4 funds opened new DoubleLine Shiller CAPE US Equities ETF positions in Q3 2023 and 2 closed out, a net change of +2 holders.
  • The largest DoubleLine Shiller CAPE US Equities ETF buyer in Q3 2023 was Cambridge Investment Research Advisors, an estimated $3.37M added.
  • The largest DoubleLine Shiller CAPE US Equities ETF seller in Q3 2023 was Transform Wealth, an estimated $1.6M sold.

Based on aggregated 13F filings for Q3 2023.