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DoubleLine Shiller CAPE US Equities ETF
CAPE

23 hedge funds and large institutions have $901M invested in DoubleLine Shiller CAPE US Equities ETF in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 0 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

964% more capital invested

Capital invested by funds: $84.7M → $901M (+$817M)

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

247.37% more ownership

Funds ownership: 419.66% → 667.03% (+247%)

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

64% more funds holding

Funds holding: 14 → 23 (+9)

Holders
23
Holders Change
+9
Holders Change %
+64.29%
% of All Funds
0.37%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
11
Increased
10
Reduced
–
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
EK
Evensky & Katz
Florida
+$16.4M
2
TW
Transform Wealth
Colorado
+$5.52M
3
UBS Group
UBS Group
Switzerland
+$4.8M
4
KAS
Kestra Advisory Services
Texas
+$4.65M
5
SPI
Santori & Peters Inc
Pennsylvania
+$4.48M

Top Sellers

Rank Fund Capital Flow
1
TWM
TMD Wealth Management
Arizona
-$434K
2
Bank of America
Bank of America
North Carolina
-$3K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$759M +$290K +13,632 +61%
WA
2
Waddell & Associates
Tennessee
$47.4M +$1.43M +67,244 +3%
SFG
3
Socha Financial Group
New York
$36.1M +$2.17M +101,891 +6%
EK
4
Evensky & Katz
Florida
$16.7M +$16.4M +768,562 +3,121%
TW
5
Transform Wealth
Colorado
$5.45M +$5.52M +259,548 New
UBS Group
6
UBS Group
Switzerland
$4.74M +$4.8M +225,527 New
KAS
7
Kestra Advisory Services
Texas
$4.6M +$4.65M +218,740 New
SPI
8
Santori & Peters Inc
Pennsylvania
$4.42M +$4.48M +210,421 New
CAG
9
Csenge Advisory Group
Florida
$4.25M +$2.16M +101,296 +100%
Citadel Advisors
10
Citadel Advisors
Florida
$3.04M +$3.08M +144,801 New
IAIM
11
International Assets Investment Management
Florida
$2.82M +$1.78M +83,450 +164%
Kayne Anderson Rudnick Investment Management
12
Kayne Anderson Rudnick Investment Management
California
$2.63M +$294K +13,833 +12%
HAG
13
HF Advisory Group
Maryland
$2.42M +$2.45M +115,298 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.68M +$57.9K +2,721 +4%
SG
15
StoneX Group
New York
$1.46M +$1.48M +69,518 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.39M +$1.4M +66,004 New
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$1.01M +$53.5K +2,515 +6%
CIA
18
Capital Investment Advisors
Georgia
$823K +$834K +39,171 New
SAA
19
Southeast Asset Advisors
Georgia
$706K +$715K +33,597 New
ATC
20
Argent Trust Co
Tennessee
$371K – – –
Osaic Holdings
21
Osaic Holdings
Arizona
$135K +$137K +6,439 New
CAL
22
Capital Analysts LLC
Pennsylvania
$73K +$18.3K +861 +33%
HI
23
Harbour Investments
Wisconsin
$8.4K – – –
TWM
24
TMD Wealth Management
Arizona
– -$434K -21,710 Closed
Bank of America
25
Bank of America
North Carolina
– -$3K -167 Closed

CAPE Hedge Fund Activity: Q4 2022 in Review

23 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Shiller CAPE US Equities ETF (CAPE) for Q4 2022, worth a combined $901M — up 964% from $84.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CAPE positions and 2 closed out — a net gain of 9 holders — while 10 added to existing stakes and 0 trimmed.

The largest buyer was Evensky & Katz, adding an estimated $16.4M. The largest seller was TMD Wealth Management, exiting entirely with an estimated $434K sold.

  • 23 institutional investors held DoubleLine Shiller CAPE US Equities ETF (CAPE) as of Q4 2022, up from 14 in Q3 2022.
  • Funds reported $901M of DoubleLine Shiller CAPE US Equities ETF stock for Q4 2022, up 964% quarter-over-quarter.
  • 11 funds opened new DoubleLine Shiller CAPE US Equities ETF positions in Q4 2022 and 2 closed out, a net change of +9 holders.
  • The largest DoubleLine Shiller CAPE US Equities ETF buyer in Q4 2022 was Evensky & Katz, an estimated $16.4M added.
  • The largest DoubleLine Shiller CAPE US Equities ETF seller in Q4 2022 was TMD Wealth Management, an estimated $434K sold.

Based on aggregated 13F filings for Q4 2022.